What are the conditions for opening an account on the GEM?

Conditions for the opening of the GEM:

1) Customer risk tolerance assessment.

1. Conduct the "Customer Risk Tolerance Assessment" for individual customers who apply for the opening of GEM trading permissions.

Customers who have not completed the customer risk tolerance assessment will not be able to open the GEM trading permission. Individual customers can take a risk tolerance assessment on-site or online at their business premises.

2. For principal-guaranteed and conservative customers with an assessment score of less than 40 points, market risk warnings should be strengthened to them, and they should be persuaded to carefully consider whether to apply for GEM trading.

3. Customers are required to fill in their personal information truthfully and completely, and customers who obviously provide false information or incomplete information should be reminded to correct it.

4. For customers who do not cooperate with suitability management, after ineffective persuasion, the business department may refuse to open the GEM market for them.

2) Confirm whether the customer's trading experience is enough for two years.

1. Natural person investors with more than two years (including two years)** trading experience can apply to open the GEM market trading, and need to sign the "GEM Market Investment Risk Disclosure Letter" on the spot, and the document can be opened for trading two trading days after the document is signed.

2. If a natural person investor with less than two years of trading experience applies to open the GEM market for trading, when signing the "GEM Market Investment Risk Disclosure Letter", he or she shall copy a "special statement" on voluntarily assuming market risks.

Hello, after April 28, 2020, after the implementation of the "Implementation Measures for the Management of the Suitability of Investors on the Growth Enterprise Market of the Shenzhen ** Exchange (Revised in 2020)", individual investors who newly apply for the opening of the GEM trading authority shall meet the following conditions stipulated in the "Implementation Measures":

First, the assets in the ** account and capital account shall not be less than RMB 100,000 per day in the 20 trading days prior to the opening of the application authority (excluding the funds and ** invested by the investor through margin financing and securities lending).

The second is to participate in ** transactions for more than 24 months.

The market is risky, and investors need to be cautious.

The main conditions for opening an account on the GEM are that you have more than two years of investment experience and have an account capital of more than 100,000 yuan.

The conditions for opening an account on the GEM are that you must have more than three years of stock age before you can open the GEM.

The conditions for opening an account on the GEM are ** for two years of account opening and trading, and the average transaction amount for 22 trading days is over 10,000.

The condition for opening an account is that all the formalities must be completed and the ID card must be opened, so that it can be handled directly.

The conditions for opening an account on the GEM are holding an ID card, and the proportion of general assets is about 40w.

Hello, the conditions for opening an account on the GEM must meet the basic requirements for starting a business.

The opening conditions of the GEM must be subject to three conditions: the trading time and the amount of trading funds, as well as the test of customer risk.

The condition for opening an account on the GEM should be that the GEM is a star** can also open an account.

The conditions for opening an account on the GEM may also require real-name authentication, and there are some ID cards to express.

What are the GEM account opening requirements?

At present, there are two situations for opening the GEM authority, one is that it has been opened, and the other is that the GEM has not yet been opened. Clause.

1. The opening of a ** investment account on the GEM requires individual investors to have more than 2 years of ** investment experience; Clause.

2. The opening of an investment account on the GEM requires that the average daily assets of individual investors' accounts in the first 20 trading days shall not be less than 100,000 yuan. Extended Resources:

For individual investors who have previously opened the GEM, they can sign the GEM trading risk agreement in accordance with the requirements of the brokerage. For individual investors who have not yet opened the GEM and newly apply for the trading privilege of the GEM, two conditions need to be met:

1. In the 20 trading days prior to the opening of the authority**, the assets in the ** account and capital account should be not less than RMB 100,000 per day (excluding the funds and ** invested through margin financing and securities lending);

2. Participated in ** trading for more than 24 months.

To open the GEM trading authority, you need to go to the business department of ** company to open it on the spot, sign a risk agreement, etc., and you need to open an account during trading hours.

For the first time to open an account on the GEM, you need to go to the counter of ** company for processing, and you can't handle it on weekends, you need to go to ** company with your personal ID card to fill in the application materials and apply for opening; The company will evaluate according to the basic information provided by the investor, such as identity certificate, application materials, risk appetite; Under the guidance of the business manager, sign the risk notice, record the review, and open the GEM market transaction after the company's verification.

From 28 April 2020 onwards, individual investors who apply for new GEM trading privileges need to meet the following conditions:

1. Asset requirements: The assets in the ** account and capital account are not less than 100,000 yuan per day in the 20 trading days before applying for the opening of the authority (excluding the funds and ** invested by the investor through margin financing and securities lending);

2. Trading experience: more than 24 months of participation in ** trading.

Calculation of transaction experience: Only when an individual investor participates in the trading of A shares, B shares, depositary receipts and the listing of the National Equities Exchange and Quotations (NEEQ) can it be counted as the time for which he or she participates in the transaction.

The relevant transaction experience is calculated from the first transaction of any ** account under the investor's own one-code access in the Shenzhen ** Stock Exchange, Shanghai ** Exchange and the National SME Share Transfer System. The date of the first transaction can be inquired by ** company to ChinaClear.

Regarding the assets in the ** account and the capital account, the specific identification criteria are as follows:

1. The ** account that can be used to calculate the assets of individual investors shall be the ** account opened by ChinaClear, as well as the account opened by the investor in ** company.

The accounts opened by ChinaClear include A-share accounts, B-share accounts, closed-end accounts, open-ended accounts, derivatives contract accounts and other accounts set up by ChinaClear according to business needs. The fund account that can be used to calculate the investor's assets, including the customer transaction settlement fund account, ** option margin account, etc.

2. The following assets in the ** account opened by ChinaClear can be included in the investor's assets: **, including A shares, B shares, preferred shares, Hong Kong stocks listed through the Hong Kong Stock Connect** and the National Equities Exchange and Quotations (NEEQ)**; Depositary receipts; Public Offering ** Shares; Bond; Asset-backed**; share of asset management plan; **Option contracts, in which the right position contract is calculated to increase assets according to the settlement price, and the obligation position contract is calculated and minus assets according to the settlement price; repurchase assets, including bond-pledged repurchase, reverse repurchase, pledged ** repurchase; Other ** assets identified by the Shenzhen Stock Exchange.

3. The following assets of the investor's account opened in the ** company can be included in the investor's assets: public offering, private offering, bank wealth management products, assets, over-the-counter derivatives assets, etc.

4. The following assets in the fund account can be included in the investor's assets: the transaction settlement funds in the customer's transaction settlement fund account; **The transaction settlement funds in the option margin account, including the margin corresponding to the obligation position; Other capital assets identified by the Shenzhen Stock Exchange.

5. When calculating the assets related to various types of financing business, they should be calculated according to the net assets, excluding the integrated ** and funds.

The above content refers to: China Securities Regulatory Commission Network - Q&A on the "Implementation Measures for the Management of Investor Suitability on the Growth Enterprise Market of Shenzhen ** Exchange (Revised in 2020)".

The GEM is a board on the Shenzhen ** Exchange, and the GEM listing is more flexible, the threshold is lower than the main board, and the risk of trading is also higher.

1. Funding requirements

To open the GEM, the average daily assets must be more than 100,000 yuan within the first 20 trading days of opening the trading authority.

First of all, we need to understand that it is 20 trading days, not 20 days, and secondly, we also need to understand the average daily assets, where the assets refer to the funds and the ** market value purchased, and do not require the account funds to reach more than 100,000.

2. Investment experience requirements

Must have at least 24 months** of investment experience. 24 months is two years, and if you have had your account open for two years and have been investing during this time, then you will meet the investment experience requirement.

3. The risk assessment level is positive

GEM investment is a medium risk, before opening the GEM trading authority, you need to conduct a risk assessment, the current **** account risk is mainly five are conservative investors, cautious investors, prudent investors, active investors and aggressive investors.

The trading authority to open a GEM account must be active or above, and the risk assessment result is below the active type cannot be opened.

Nowadays, many people are also very interested in GEM investment, and want to make money by investing in GEM, but if you want to make money like this, you first need to meet the conditions for opening an account on GEM, otherwise you will not be able to invest if you cannot open an account. So, what are the conditions for opening an account on the GEM? In response to this problem, let's take a look at it with you.

1.What are the requirements for opening an account.

As for what are the conditions for opening an account on the GEM, in fact, if you want to open an account on the GEM, according to the latest regulations, investors need to meet two basic conditions before they can complete the account opening. First of all, you must have more than two years of ** trading experience, otherwise you will not be able to complete the application, and at the same time, you must come to your own ** business hall to sign a risk disclosure letter when opening an account, and then as long as two days later, you can naturally open a transaction.

2.Signed in a statement of market risk.

In fact, even if you don't have two years of trading experience, in fact, there is a way to open the GEM, in fact, there are not a few such people, first of all, you need resources to sign a statement on market risk, and then you need to channel the company's business hall, bring your own relevant documents to open an account, so that you can complete the GEM account opening, in general, it is quite simple.

The above is an introduction to the content of what are the conditions for opening an account on the GEM, have you learned? In fact, there are more and more investors who want to open an account on the GEM, if you want to do trading and investment on the GEM, you may wish to complete the account opening according to the above methods, so that you can meet your wishes.

Individual investors who newly apply for the opening of ChiNext trading privileges shall comply with the Implementation Measures for the Management of the Suitability of ChiNext Investors (2020).

years revised)" stipulates the following conditions:

First, the assets in the ** account and capital account shall not be less than RMB 100,000 per day in the 20 trading days prior to the opening of the application authority (excluding the funds and ** invested by the investor through margin financing and securities lending).

The second is to participate in ** transactions for more than 24 months.

SZSE may adjust the above conditions according to market conditions.

Reaching the capital threshold of 100,000 yuan: within the first 20 trading days of the investor opening the GEM trading authority, the daily funds of the ** account and the capital account shall not be less than 100,000 yuan.

1. Asset threshold: The assets in the ** account and capital account shall not be less than 100,000 yuan per day in the 20 trading days before applying for the opening of the authority (excluding the funds and ** invested by the investor through margin financing and securities lending);

2. Trading experience: more than 24 months of participation in ** trading (must be met).

If the conditions are met, you can generally apply for permission to open on the mobile trading software.

Two years of trading experience.

The average daily assets of at least 100,000 yuan in the 20 trading days before opening an account.

What are the conditions for opening an account on the small and medium-sized board.

According to the regulations of the China Securities Regulatory Commission, the current conditions for opening the GEM are as follows:

1. Natural person investors with more than two years (including two years)** trading experience can apply to open the GEM market trading.

2. You must go to the business hall of the securities company you use to sign the "GEM Market Yuanna Investment Risk Disclosure Letter" document and sign it for two trading days before you can open the transaction.

The special cases are as follows:

1. Investors who do not have two years of trading experience want to open the GEM. In principle, such investors are not encouraged to directly participate in the GEM market transactions, such as insisting on direct participation, signing the risk disclosure letter on the spot, and at the same time, they should also voluntarily assume market risks"."It takes five trading days for the document to be signed before trading can be opened.

2. Unable to go to the business department to sign the GEM risk disclosure letter. In principle, the investor must go to the business department of the ** company in person to sign the risk disclosure letter and other relevant documents. For special circumstances such as investors who are over 70 years old in the cavity zone, physically disabled or abroad, the company may arrange staff to sign the risk disclosure letter with them as needed, or accept the application on behalf of the person holding a notarized power of attorney.

Extended information] GEM, also known as the second board market, is a different type of market from the main board market, which is designed to provide financing channels and growth space for entrepreneurial enterprises that cannot be listed on the main board market temporarily. GEM is an important supplement to the main board market and occupies an important position in the capital market. China's GEM listed company ****"300"Beginning.

Compared with the main board market, the listing requirements of the GEM are often more relaxed, which is mainly reflected in the requirements of establishment time, capital scale, medium and long-term performance, etc. The biggest feature of the GEM market is that it has a low threshold for entry and strict requirements for operation, which helps potential small and medium-sized enterprises to obtain financing opportunities. Companies listed on the GEM market have high growth, but they tend to be established for a short period of time, with smaller scale and less outstanding performance, but there is a lot of room for growth.

It can be said that the GEM is a low-threshold, high-risk, and strictly regulated market, and it is also a cradle for incubating entrepreneurial and small and medium-sized enterprises.

The GEM appeared in the United States in the 70s of the last century, and emerged in the 90s. In addition to this, the regulator also helps investors choose high-quality companies through the "sponsor" system. In the long history of development, the GEM has just begun to correspond to the main board market with large mature companies, and the market image of small and medium-sized companies as the main object appeared.