How to open the trading authority of graded funds?

Updated on Financial 2024-03-14
12 answers
  1. Anonymous users2024-02-06

    To participate in graded trading (including the spin-off of graded sub-trading and parenting), you need to open hierarchical trading authority, and you need to bring a valid ID card to handle the business at the business processing time on the trading day (the general business processing time is 9:00-16:00, contact the business department for details) to the brokerage business department.

    The following conditions must be met for activation:

    1. The average ** class assets shall not be less than RMB 300,000 in the 20 trading days before the opening of the application authority;

    2. There is no law, administrative regulations, departmental rules, normative documents and business rules that prohibit or restrict participation in hierarchical transactions;

    3. Investors' risk tolerance.

    If you are a GF** customer, the cash assets of 300,000 yuan in the capital account are calculated as ** assets.

    Whether the specific ** class of assets includes cash assets, it is recommended that customers consult the business department of your account opening broker.

  2. Anonymous users2024-02-05

    According to the Measures for the Management of Investor Suitability, the transaction is classified as a high-risk business. From May 1, 2017, the account person can bring his ID card to the nearest business department to open the grading** authority, and the processing time is 9:00-16:00 on the trading day

    00, T day will take effect if the activation is completed on T day. As long as you meet the conditions of the corresponding brokerage opening level**, you can open it at the corresponding brokerage.

  3. Anonymous users2024-02-04

    To open the hierarchical authority, you need to go to the company to open it. Since May 1, 2017, the "Grading ** Business Management Guidelines" of the Shanghai Stock Exchange and the Shenzhen Stock Exchange have been officially implemented. To enable hierarchical permissions, users must meet the following conditions:

    1. In the 20 trading days before the opening of the authority, the average daily ** assets under the name shall not be less than 300,000 yuan.

    2. **Class assets include ** accounts opened in the name of investors and the assets of the accounts.

    3. The funds and ** of margin trading are not counted within 300,000 yuan.

    4. Valid identification materials are required.

    5. When doing risk and risk assessment, you must be an aggressive investor to be allowed to open permissions.

  4. Anonymous users2024-02-03

    Hello, graded ** opening conditions:

    In the 20 trading days before the opening of the authority, the average daily ** assets under his name shall not be less than RMB 300,000. Among them, ** assets include the ** account opened in the name of the investor and the assets in the capital account, (excluding the funds and ** invested by the investor through margin trading).

    If you meet the conditions, you can bring your ID card to the sales office to sign the relevant procedures on the spot.

  5. Anonymous users2024-02-02

    According to regulatory requirements, from May 1, 2017, investment grading** requires the opening of business permissions and the following conditions:

    1.The risk assessment is aggressive.

    2.In the first 20 trading days of the opening, the average ** assets under your name are not less than 300,000 If you meet the conditions, you can bring your ID card to the business department to sign the relevant procedures on the spot, otherwise your grading **share** and split business will be restricted.

  6. Anonymous users2024-02-01

    At present, the grading can only be handled over the counter, and there is no brokerage on the mobile phone that can open the grading**. After all, grading ** is the highest level of risk.

  7. Anonymous users2024-01-31

    Hello, to participate in the grading of ** transactions (including the classification of ** sub ** and the split of the parent **), you must open the grading ** trading authority, please open the application for dismantling and operation, you need to bring a valid ID card to the account opening business department during working hours. The following conditions must be met for activation:

    1. The average daily ** assets in the 20 trading days prior to the application for opening authority shall not be less than RMB 300,000;

    2. There is no law, administrative regulations, departmental rules, normative documents and business rules that prohibit or restrict participation in hierarchical transactions;

    3. The investor's risk tolerance is other than the conservative customer.

  8. Anonymous users2024-01-30

    Hello, the transaction classification ** first needs to open the graded ** trading authority, and the opening of the graded ** qualified investor authority should meet:

    1.In the 20 trading days before the opening of the application authority, the average daily ** assets under his name shall not be less than RMB 300,000;

    2.There is no law, baggage allocation regulations, departmental rules, normative documents and business rules that prohibit or restrict participation in graded transactions. Know the acres.

    If you meet the opening conditions, please bring the original valid second-generation ID card to the business department during the transaction time.

  9. Anonymous users2024-01-29

    This is the new rule.

    Important] From May 1, 2017, ** split and grading** need to open the permission2017-03-27 09:00

    Announcement Notice. In order to strengthen the management of graded business and safeguard the legitimate rights and interests of investors, according to the "Guidelines for the Management of Graded Business" issued by the Shanghai and Shenzhen Stock Exchanges, from May 1, 2017, investors who have not opened the relevant authority of grading will not be allowed to sub-share or spin off the underlying share; Investors who already hold the graded ** but have not opened the relevant authority of the graded ** can choose to continue to hold or sell the currently held graded ** shares. Only qualified investors can trade graded sub-shares normally after opening trading permissions over the counter.

    That is, from May 1, 2017, ** split and grade ** need to have special permissions.

    The impact of the changes in the old and new rules on investors.

    The permission to activate the license is met.

    During the transition period, normal trading is still possible.

    From now on, you can go to the sales department to apply for business permissions on the spot, if you do not open the graded trading authority, it will affect your normal participation in graded trading after May 1.

    The permission is not sufficient.

    During the transition period, normal trading is still possible.

    After May 1, 2017, in accordance with the requirements of the new rules of the exchange, the company will restrict your authority to divide the sub-shares and the parent shares.

    If you have previously held sub-shares, but have not opened permissions, you can choose to continue to hold or sell your current shares.

  10. Anonymous users2024-01-28

    Hello, there is a difference between mother** and child** digital trading.

    1. The parent shares of the graded ** are subscribed, subscribed and redeemed over-the-counter.

    2. The open-ended graded ** parent share can also be subscribed and redeemed through the exchange.

    3. The sub-base of the graded ** is sold through the secondary market of the exchange.

  11. Anonymous users2024-01-27

    Hello, the transaction classification ** first needs to open the trading authority of the big digging industry, and the permission to open the grading ** qualified investor should meet:

    1.In the 20 trading days before the opening of the application authority, the average daily ** assets under his name shall not be less than RMB 300,000;

    2.There are no laws, administrative regulations, departmental rules, normative documents and business rules that prohibit or restrict participation in hierarchical transactions.

    If you meet the opening conditions, please bring the original valid second-generation ID card to the sales department during the transaction time.

    Graded **female** manipulation and rolling cluster method:

    1.Shenzhen market: subscription and redemption;

    2.Shanghai Market: Subscribe to redeem, ** sell.

    The hierarchical sub-operation mode is sell.

    Scattered operation of subscription and redemption: Subscription and redemption can be carried out through the trading software of the opening broker.

  12. Anonymous users2024-01-26

    Hello, grading** can be traded in both on-exchange and off-exchange ways.

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