How to register a fund management company, how to register a fund management company

To establish a ** company, the following conditions shall be met:

The name shall comply with the Provisions on the Administration of Name Registration, and the name of an investment enterprise that has reached the scale shall be allowed to use the word "investment**".

Industry terms in the name can use words such as "venture capital**, venture capital**, equity investment**, investment**". "Beijing" as an administrative division allows the use between trade names and industry terms.

**type: the registered capital (amount of capital contribution) of the investment ** company shall not be less than 500 million yuan, all of which shall be in the form of monetary contributions, and the paid-in capital (actual amount of capital contribution) shall not be less than 100 million yuan at the time of establishment; Within 5 years, the registered capital shall be fully in place in accordance with the company's articles of association (partnership agreement). ”

The investment amount of a single investor shall not be less than 10 million yuan (the general partner in a limited partnership is not covered by this restriction).

At least 3 senior executives have experience in equity investment** management and operation or related business experience.

The business scope of ** enterprise is approved as: investment, investment management and consulting of non-** business. (** Enterprises may apply to engage in other business projects outside the above business scope, but shall not engage in the following businesses:.)

1) Issuing loans;

2) Publicly traded ** investment or financial derivatives trading;

3) Raise funds in a public manner;

Management-type ** company: investment ** management: "the registered capital (amount of capital contribution) is not less than 30 million yuan, all of which are monetary contributions, and the paid-in capital (the actual amount of capital contribution) at the time of establishment".

The investment amount of a single investor is not less than 1 million yuan (the general partner in a limited partnership is not covered by this restriction).

At least 3 senior executives have experience in equity investment** management and operation or related business experience.

The business scope of a management-oriented enterprise is approved as investment, investment management, and consulting for non-** businesses. (** Enterprises may apply to engage in other business projects outside the above business scope, but shall not engage in the following businesses:.)

1) Issuing loans;

2) Publicly traded ** investment or financial derivatives trading;

3) Raise funds in a public manner;

4) Provide guarantee to enterprises other than the invested enterprise.

Now that the policy has changed, you can't register a financial company, you need to buy a company and then make changes;

For the registration of a ** management company, the following process shall be followed: 1. After selecting the name, all shareholders shall sign the "Name (Change) Pre-approval Notice"; 2. Go to the window of the bank to handle the capital investment; 3. Submit relevant documents and materials; 4. Engrave the official seal, financial seal, legal person name seal, contract seal, and go through the filing procedures at the public security organ; 5. Handle the organization certificate, tax registration certificate, and industrial and commercial registration.

[Legal basis].

Article 97 of the Investment Law of the People's Republic of China Institutions engaged in public offering sales, sales payment, share registration, valuation, investment consulting, evaluation, information technology system services and other services shall be registered or filed in accordance with the provisions of the ***** supervision and administration authority. Article 98 of the Investment Law of the People's Republic of China provides that sales agencies shall fully disclose investment risks to investors and sell products with different risk levels according to investors' risk-bearing capacity.

Legal analysis: 1. Pre-approval and registration of the online name of the enterprise. 2. Receive the Notice of Pre-approval of Enterprise Name.

3. Go through the capital deposit procedures. 4. Handle capital verification. 5. Registration.

6. Obtain a business license. 7. Apply for the first certificate of organization. 8. Apply for tax registration certificate.

9. Open a basic account. 10. Allocation.

Legal basis: Article 26 of the Company Law of the People's Republic of China.

The registered capital of a limited liability company is the amount of capital contribution subscribed by all shareholders registered with the company registration authority.

Where laws, administrative regulations and decisions have other provisions on the paid-in registered capital and the minimum amount of registered capital of a limited liability company, such provisions shall prevail.

**The registered capital of the company shall not be less than 100 million yuan. According to the provisions of Article 6 of the Administrative Measures for **Investment** Management Companies, the establishment of ** management companies shall meet the following conditions: (1) the shareholders meet the provisions of the **Investment ** Law and these Measures; (2) Have articles of association in accordance with the "Investment Law", "Company Law" and the provisions of the China Securities Regulatory Commission; (3) The registered capital shall not be less than RMB 100 million, and the shareholders must pay in monetary funds, and the foreign shareholders shall make capital contributions in freely convertible currencies; (4) There are proposed senior management personnel in accordance with the laws, administrative regulations and the provisions of the China Securities Regulatory Commission, as well as personnel engaged in research, investment, valuation, marketing and other businesses, and there are no less than 15 proposed senior management personnel and business personnel, and shall obtain the best qualifications; (5) Have business premises, security precaution facilities and other facilities related to business that meet the requirements; (6) Set up an organizational structure and work positions with a reasonable division of labor and clear responsibilities; (7) There are internal control systems such as supervision and audit and risk control in accordance with the provisions of the China Securities Regulatory Commission; (8) Other conditions stipulated by the China Securities Regulatory Commission approved by the People's Republic of China.

According to the provisions of the **Investment** Law, the establishment of a ** management company shall meet the following conditions:

1. Have articles of association in accordance with the provisions of the "Investment Law" and the "Company Law";

2. The registered capital shall not be less than 100 million yuan, and it must be paid-in monetary capital;

3. The main shareholders should have good performance, good financial status and social reputation in operating financial business or managing financial institutions, and the scale of assets should meet the standards specified in the first grade, and there should be no illegal records in the past three years;

4. The number of personnel who have obtained the first qualification to reach the quorum;

5. Directors, supervisors and senior managers have the corresponding qualifications;

6. Have business premises, safety facilities and other facilities related to management business that meet the requirements;

7. Have a good internal governance structure, a sound internal audit and control system, and a risk control system;

8. Other conditions stipulated by laws, administrative regulations and approved by the ***** supervision and management agency.

1. **Management company setup process:

1. Pre-approval and registration of enterprise online name.

2. Receive the Notice of Pre-approval of Enterprise Name.

3. Go through the capital deposit procedures.

4. Handle capital verification.

5. Registration.

6. Obtain a business license.

7. Apply for the first certificate of organization.

8. Apply for tax registration certificate.

9. Open a basic account.

10. Allocation.

Second, the business scope of the registered ** management company:

1. Accept other equity investment entrustment, and engage in non-equity investment management and consulting.

It is not allowed to engage in the following businesses: (1) raising funds in a public manner;

2) Investing in areas where foreign investment is prohibited by the state;

3) secondary market** and corporate bond transactions (except for the shares held by equity investment** after the listed company is listed);

4) ** and other financial derivatives transactions;

5) Directly or indirectly investing in real estate that is not for self-use;

6) misappropriation of non-own funds for investment;

7) Providing loans or guarantees to others;

8) Other matters prohibited by laws, regulations and the establishment documents of foreign equity investment**. )

2. Accept other equity investment entrustment, engage in non-first-class equity investment management and consulting, and shall not engage in other business activities.

3. Investment management and consulting of non-** business. (Shall not engage in the following businesses: 1. Issuing loans; 2) Publicly traded ** investment or financial derivatives trading; 3) Raise funds in a public manner; 4. Provide guarantees to enterprises other than the invested enterprises. )