How do I become a sponsor? How to become a Sponsor Representative

1.Work in the investment banking department of ** company 2Participate in the National Sponsor Representative Unified Examination and pass 3

Participate in a project, refinancing or IPO as a project sponsor, and apply for registration with the ** industry association after the project is successfully issued. If you meet the above requirements and have 3 years of work experience in the investment banking department, you can register as a sponsor representative.

Engaged in investment banking related business for more than 2 years can have the sponsor representative competency examination qualifications, usually in late December each year to organize the examination, two subjects, the full score is 100 points, the total score is more than 120, a single subject more than 50 is regarded as passing the examination. After passing the examination, you can apply for registration as a sponsor representative if you sign a project that issues ** to raise funds (as a co-organizer of the project) and has 3 years of experience. From then on, the annual salary is 100,000.

1: After graduation, work hard to enter the investment banking department of a brokerage, if you are good enough, you can apply for foreign investment banks, such as Morgan Stanley, Goldman Sachs.

2: After participating in the work, register on the China ** Industry Association, and the sponsor is qualified for the examination. Note that this registration is a collective registration of the company, that is, only practitioners who have become investment banks can register. Therefore, the premise of registration is to have become an investment banking practitioner.

SponsorsQualificationsIt is the sponsor representative qualification certificate, and the sponsor representative qualification certificate is a professional qualification certificate, and it is also a compulsory certificate for sponsor practitioners. According to the new ** industry practitioner qualificationsManagement systemIt is clearly stipulated that those who want to engage in the industry must obtain the sponsor representative qualification certificate.

Sponsor Representative ExaminationWhether it's easy to test

The sponsor representative is the national professional title examination.

The gold content is relatively high, and after passing the examination, you will get the sponsor representative qualified vertical certificate issued by the China Securities Regulatory Commission. But for candidates who don't have a foundation, it's a bit difficult, but as long as the review method is correct and the basic knowledge is solid, the exam is not difficult at all.

1. Qualifications:

1) Have more than 2 years of investment banking business.

and since January 1, 2002, at least one project leader of the lead underwriting project of the issuance of new shares or convertible bonds by a domestic and foreign listed company for the first time in public development, and only one project leader shall be identified for a project.

2) Have more than 2 years of investment banking business experience, serve as a company executive in charge of investment banking business, head of investment banking business department, head of kernel or other relevant person in charge of investment banking business, and the number of such personnel recommended by each comprehensive ** company shall not exceed twice the number of recommended channels.

2. In 2009, the China Securities Regulatory Commission changed the application conditions for sponsor representatives to:

1) Have more than 3 years of sponsorship related business experience.

2) Served as a project association member in the domestic ** issuance project specified in Article 2 of this Law.

3) Participate in the competency examination of sponsor representatives recognized by the China Securities Regulatory Commission.

And the results are valid.

4) Honest and trustworthy, good conduct, no bad honesty record, and has not been subject to administrative punishment by the China Mausoleum Securities Regulatory Commission.

5) For debts that are paid off at the end of the period with a large amount.

6) Other conditions stipulated by the China Securities Regulatory Commission.

If the sponsor representative has any of the following circumstances, the China Securities Regulatory Commission will remove it from the list:

1. Cancelled or revoked practice certificate;

2. Investment banks that do not have the requirements of the China Securities Regulatory Commission.

business experience; 3. The sponsor withdraws the recommendation letter;

4. Transfer out of the sponsor or its investment banking department;

5. Bear a large amount of unpaid debts;

6. Being administratively punished by the China Securities Regulatory Commission for violating laws and regulations, or sentenced to criminal punishment for committing a crime;

7. Other circumstances stipulated by the China Securities Regulatory Commission.

The sponsor refers to the sponsor institution, that is, the company with the qualification of issuance sponsorship and underwriting. According to the provisions of the ** law, the public offering and listing of enterprises must be sponsored by the sponsor.

The main job is to help the enterprise restructure, conduct due diligence on the enterprise, find out that the enterprise does not meet the listing conditions, and then rectify, write prospectus and other application documents, declare listing to the Securities Regulatory Commission, and finally issue ** to the enterprise.

The work of the sponsor is carried out throughout the listing process. Ask a good sponsor to help the company solve a lot of practical problems, make it meet the listing conditions, and finally pass the listing review, and at the same time help the company sell at a good price in the process of issuance.

The sponsor is to assist the listing applicant in the listing application, responsible for the applicant's relevant documents to make careful review and disclosure and bear the corresponding responsibilities, the sponsor in the open, fair, impartial, standardized, voluntary principles of the scope of the approval of the scope of business, shall not exceed the scope of business, business authority.

In layman's terms, a sponsor is a person who guarantees and recommends others with his own credit.

Hello classmates, I'm glad to answer for you!

sponsor 1In the case of common **, refers to the company that issued the common **2For **, it refers to an influential investor who creates demand for an individual** because he is optimistic about the prospects of that individual**.

**Application Requirements:

1. Be at least 18 years old;

2. Have full capacity for civil conduct;

3. Have a high school education or above;

4. Other conditions stipulated by the China Securities Regulatory Commission.

Candidates must pay attention to see if they can apply for the exam.

Hope mine can help you solve the problem, if you are satisfied, for yo.

Gordon wishes you a happy life!

The sponsor representative, the representative of China's gold collar, is actually the intermediary between the listed reserve enterprise and the CSRC, which is equivalent to the representative of the enterprise, and recommends the listing of the company to the CSRC as a guarantee. The number of sponsor representatives has also become an indicator to measure the strength of a brokerage investment bank. On November 24, 2014, the insurance agency qualification certificate was cancelled with the approval of ***.

The sponsor representative refers to the intermediary between the listed reserve enterprise and the CSRC, which is equivalent to the representative of the enterprise, who makes a guarantee to the CSRC to recommend the listing of the enterprise. On November 24, 2014, the administrative access to the insurance agency qualification was cancelled with the approval of ***.

A sponsor refers to a recommender for the listing of an enterprise.

If a company wants to be listed on the main board (Shanghai Stock Exchange, Shenzhen Stock Exchange), SME Board, and Growth Enterprise Market, it must have the recommendation of a sponsor. [Note: This sentence contradicts "a unique to the secondary board market" in the overview.

"Second Board Market" refers to the Growth Enterprise Market (GEM), excluding the main board in this sentence. And Article 11 of the ** Law stipulates that "if an issuer applies for a public offering of ** or convertible corporate bonds, and adopts the underwriting method in accordance with the law, or publicly issues other ** that the sponsorship system is provided for by laws and administrative regulations, it shall hire an institution with sponsor qualifications as a sponsor." In other words, these boards all have to have sponsors.

The responsibility of the sponsor is to assist the listing applicant in the listing application, and is responsible for carefully reviewing and disclosing the relevant documents of the applicant and assuming the corresponding responsibilities. [

1. The responsibility of the sponsor is to recommend qualified companies to be listed, and to have the responsibility for the information disclosure in the process of listing and whether the company has listing qualifications.

2. The sponsor is usually served by a reputable and influential institution, and in China, the most common sponsor is the first company.

3. The significance of the sponsor system is that it can reduce the risk and disadvantages of information disclosure in the process of enterprise listing. Since the sponsor has a great responsibility for the information disclosure of the listed company during the listing period, the sponsor will be urged to fully carry out due diligence and accurately verify the financial situation and other information of the listed company. This effectively protects the safety of investors.

The sponsor is a ** company that undertakes the responsibility of recommending for the listed company's application for listing and assumes the guarantee liability to investors for the information disclosure behavior of the listed company for a period of time after the listing of the listed company in accordance with the law. That is, the ** company that undertakes the sponsorship business in accordance with the law.

The necessity of existence:

1.Prevent risks.

2.Strengthen responsibilities.

3.Effective protection of investors.

What is the value of a sponsor's existence?

1.The value of fairness.

a.Fairness of Information Disclosure.

b.Equity in market access.

2.Security value.

a.Security of investment.

b.Security of financing.

3.Efficiency value.

a.Investor efficiency.

b.Efficiency of financing.

c.Efficiency of management.

What are the specific responsibilities of a sponsor?

1.Confirm that the listed company meets the requirements of the firm, and provide advice to the board of directors of the listed company on whether it continues to meet the conditions after the listed company is listed;

2.When a listed company applies for the first equity listing transaction, assist the listed company in handling the equity listing transaction, confirm that all the listing transaction declaration documents comply with these rules, and submit the Listing Transaction Sponsorship Letter to the Exchange;

3.Counsel and supervise the directors, supervisors and senior managers of the listed company to understand and comply with the relevant laws, regulations and relevant provisions of the firm, and timely and accurately reply to the consultation of the listed company and its directors, supervisors and senior management on the rules of the firm;

4.Counsel and urge listed companies to perform their information disclosure obligations in accordance with laws, regulations and these rules, and promptly review and check the information disclosure documents to be announced by listed companies and confirm them in writing;

5.Respond to the firm's inquiries in a timely manner;

6.Counsel and supervise the listed enterprises to fulfill the obligations to be performed in equity listing transactions;

7.Assist listed enterprises to establish and improve the governance structure of listed enterprises in accordance with laws, regulations and these rules.

8.ensuring that there are sufficient and suitable personnel dedicated to the sponsorship business;

9.Other Responsibilities.