What are the subjects of the Fund Practitioner Qualification Examination?

**The Qualification Examination consists of three subjects:

Subject 1: **Laws and Regulations, Professional Ethics and Business Norms;

Subject 2: Basic knowledge of investment;

Module 3: Fundamentals of Private Equity Investment.

Candidates who have passed the examinations of subjects 1 and 2, or passed the examinations of subjects 1 and 3, have the registration conditions of ** qualifications.

The Association will add or adjust the relevant examination subjects as appropriate according to the needs of industry and market development.

Fourth, the general trend: if the ** falls sharply on the same day, it will be even worse to break the position, and don't chase if there is a limit.

Under normal circumstances, the psychological impact of **breaking** on the main force and chasing the disk is also huge, the determination of the main force to pull up is weakened accordingly, and the follow-up disk also stops chasing up, and the main force often has no choice but to ship immediately the next day.

When **in the band**, there are more opportunities for the daily limit, and there are more opportunities overall, so you can be bold in chasing the daily limit; When the ** band is weak, we should be especially careful and try to focus on ST shares, because ST shares and ** may go in reverse, and the other 5% increase will not cause too much selling pressure. If the trend is unclear during the consolidation, it is mainly based on the ** pattern, the morning and evening limit time, and the time-sharing chart performance.

Fifth, the first limit is better, don't chase the second limit in a row.

The reason is that because the profit market is too large in the short term, selling pressure may occur. Of course, this is not a certainty, and the leading stocks in the bull market or the stocks with great good news can be exceptional.

Subject 1: **Laws and Regulations, Professional Ethics and Business Norms;

Subject 2: Basic knowledge of investment;

Module 3: Fundamentals of Private Equity Investment.

Among them, subject 1 is compulsory, and subject 2 or subject 3 can be selected. You can also take all three subjects.

Module 1 + Module 2 is applicable to: **, Equity, Stock Creation, and Other Practitioners.

Module 1 + Module 3 is applicable to: Equity Investment** (Venture Capital**) practitioners.

**Qualification Examination Score Management:

According to the regulations of the China Investment Association, the validity period of the qualification examination results is 4 years, of which the validity period of individual subject results is also 4 years.

1. Those who have passed subject 1 + subject 2 or subject 1 + subject 3 shall apply for registration with the ** industry association through their institution within four years;

2. If you have not applied for registration with the ** industry association through your institution for more than four years, you need to retake the examination, or make up for the follow-up training hours in the last two years, and apply for registration ** qualification with the ** industry association through your institution;

3. For those who have passed the qualification examination organized by the ** industry association, the validity period of the four-year results shall be calculated from the date of obtaining the examination result certificate.

**There are three subjects in the qualification examination, namely subject 1: "** laws and regulations, professional ethics and business norms", subject 2: "**investment** basic knowledge", and subject 3: "private equity investment** basic knowledge".

Since 2003, as part of the qualification examination system for employees, the qualification examination has been organized by the China Industry Association.

There are three examination subjects in the qualification examination, namely subject 1: "Laws and Regulations, Professional Ethics and Business Norms", subject 2: "Basic Knowledge of Investment" and "Subject 3:".

Equity Investment**Basics. Among them, subject 1 is compulsory, subject 2 and subject 3 can be selected as one subject, that is, subject 1 + subject 2, or subject 1 + subject 3.

**There are three subjects in the qualification examination, subject name: subject 1 "** laws and regulations, professional ethics and business norms"; Subject 2: Basic knowledge of investment; Module 3: Fundamentals of Private Equity Investment.

Among them, subject 1 is compulsory, and subject 2 and subject 3 can be selected.

The choice of subject combination is determined according to different groups of people:

Registration official website: China **Investment**Industry Association (

Registration Portal. Registration fee: 65 yuan for subjects.

Registration method: online registration.

Test format: closed-book, computer-based test.

Subject 1: **Laws and Regulations, Professional Ethics and Business Norms;

Subject 2: Basic knowledge of investment;

Module 3: Fundamentals of Private Equity Investment.

**Qualification ExaminationSince 2003, as part of the qualification examination system for employees, the qualification examination has been organized by the China Industry Association.

In order to implement the new "** Law", at the end of January 2015, the Ministry of Finance and the state issued the "Notice on Re-issuing the Administrative Fees of the China ** Supervision and Administration Commission" (Cai Shui 2015 No. 20), which clarified the fee items for the ** industry association to organize the ** practitioner qualification examination, and since then the ** practitioner qualification examination has been officially transferred from the ** industry association to the ** industry association.

The subjects of the private equity qualification examination are as follows:

**There are three subjects in the qualification examination, namely subject 1 "** laws and regulations", subject 2 "**** foundation", subject 3 "equity investment**", candidates must pass subject 1 + subject 2 or subject 1 + subject 3, or all three subjects are eligible to apply for ** qualification certificate.

The qualification certificate is a necessary certificate to enter the industry, and it is a threshold that can be hired by companies and financial institutions after this threshold, which is a reflection of the level of personal financial quotient and a knowledge tool for individuals to invest and profit. The qualification certificate is also known as the industry access certificate.

In addition to ** companies, commercial banks (including foreign-funded corporate banks in China), ** companies, ** companies, insurance institutions, ** investment consulting institutions, independent ** sales agencies and other institutions recognized by the China Securities Regulatory Commission in the first management, business personnel, marketing personnel need to obtain the first qualifications.

Examination subject setting: subject 1: "** laws and regulations, professional morality and business standards"; Subject 2:

**Basics of Investment**; Subject 3: "Basic Knowledge of Private Equity Investment", in which subject 1 is compulsory, subject 2 and subject 3 can be obtained after a subject, the examination time of a single subject is 120 minutes, and the applicants can choose the reference subject according to their needs. Exam duration, question type, and score value1

The test questions are all multiple-choice questions, with 100 questions in each subject, each question is worth 1 point, the total score is 100 points, and 60 points are the passing line. 832

**Qualification Examination Subjects:

Subject 1: "** Laws and Regulations, Professional Ethics and Business Norms": The main test is the candidate's memory of the basic laws and regulations and professional ethics of the ** industry, and the content of the exam is relatively simple. It mainly focuses on the recognition and understanding of basic concepts.

Subject 2: "Basic Knowledge of Investment": Subject 2 is a little more rational, which involves more calculation problems. It focuses on practical operation and examines candidates' comprehensive application abilities such as calculation and analysis. The content of the exam is relatively close to the public offering practitioners.

Subject 3: "Basic Knowledge of Private Equity Investment": Subject 3 is a little more literal, there are many laws and regulations, and the professional terms and concepts are scattered and easy to understand. The content of the exam is close to the private equity practitioners.

**Question type of the Qualification Examination:

All are multiple-choice questions. In addition to ordinary multiple-choice questions and combined multiple-choice questions, there are usually about 2 comprehensive multiple-choice questions in a set of test questions, that is, under a section of material, 3 multiple-choice questions, which are generally questions involving calculation, and the comprehensive application ability is examined.

Get ** qualification learning materials and knowledge maps for free.

Subject 1: "Fund Law and Regulations, Professional Ethics and Business Norms";

Subject 2: Basic knowledge of investment;

Module 3: Fundamentals of Private Equity Investment.

The duration of the single subject examination is 120 minutes, and candidates who have passed the examination of subject 1 and subject 2, or passed the examination of subject 1 and subject 3, have the registration conditions of professional qualification, and candidates can choose reference subjects according to their needs.

**There are three subjects in the qualification examination, including one subject and two optional subjects, and candidates need to pass at least two subjects to obtain the ** qualification certificate.

**Qualification Examination Subjects:1. Subject 1: "** Laws and Regulations, Professional Ethics and Business Norms";

2. Subject 2: "Basic Knowledge of Investment";

3. Subject 3: Basic Knowledge of Private Equity Investment.

Candidates can choose Subject 1 + Subject 2 or Subject 1 + Subject 3 to register.

**Qualification Examination Application Requirements:1. Have full capacity for civil conduct;

2. Be at least 18 years old as of the registration date;

3. Have a high school education or above;

4. Other conditions stipulated by the China Securities Regulatory Commission.

According to the relevant provisions of the "Administrative Measures for the Qualification Examination (Trial)", if the personnel participating in the professional examination do not meet the registration conditions and participate in the examination by fraud, the China Investment Association will not accept the application for the qualification examination within one year; For example, candidates who are banned from taking the examination due to violation of discipline in the **, **unified examination and **scheduled examination will not be able to apply for the ** practitioner qualification examination during the ban period. Those who have already taken the test will have their test results cancelled.

Get ** qualification learning materials and knowledge maps for free.

Subject 1: ** Laws and Regulations, Professional Ethics and Ethics of Profession;

Subject 2: Basic knowledge of investment;

Module 3: Fundamentals of Private Equity Investment.

**Qualification ExaminationSince 2003, as part of the qualification examination system for employees in the socks industry, the qualification examination has been organized by the China Industry Association.

In order to implement the new "** Law", at the end of January 2015, the Ministry of Finance and the state issued the "Notice on Re-issuing the Administrative Fees of the China ** Supervision and Administration Commission" (Cai Shui 2015 No. 20), which clarified the fee items of the ** industry association organization ** from the Wang Chain Industry Personnel Qualification Examination, and since then the ** practitioner qualification examination has been officially transferred from the ** Industry Association to the ** Industry Association.

Subject 1: **Laws and Regulations, Professional Ethics and Business Norms;

Subject 2: Basic knowledge of investment;

Module 3: Fundamentals of Private Equity Investment.

Candidates who pass subjects 1 and 2, or subjects 1 and 3, can apply for ** qualification certificate.

Exam timeThe 2019 ** Practitioner Qualification Examination will be held on March 30, April 20-21, May 25, June 22, September 21-22, October 19, and November 23-24.

Exam ExplainedThe examination time is 120 minutes, the examination question types are all multiple-choice questions, the number of questions in each subject is 100, each question is worth 1 point, the total score of the test paper is 100 points, and the examination pass line is 60 points.