What does a broker do and what does it mean

**Company (commonly known as: brokerage) refers to a limited liability company or stock company engaged in ** business in accordance with the provisions of the Company Law and reviewed and approved by the ***** supervision and administration authority.

It is a kind of non-bank financial institution, a legal organizational form engaged in business operations, and a legal person enterprise specializing in valuable trading. It is divided into **operating company and **registered company.

According to the provisions of China's company law, the company has been standardized and managed in accordance with the modern enterprise system since its establishment, so that the company can become a modern enterprise with a certain scale, clear property rights, self-responsibility, clear rights and responsibilities, and scientific management, and assume the responsibility of the company in the issuance and trading.

"Brokerage", that is, a company that operates ** trading, or ** company. In China, there are CITIC, Shenyin Wanguo, Qilu, Yinhe, Huatai, Guoxin, GF and so on. In fact, it is the first business of the Shanghai Stock Exchange and the Shenzhen Stock Exchange.

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What does brokerage mean, Brother Peng will explain it to you in detail.

Brokerage refers to the company, it is approved by the ***** regulatory authority to establish a company specializing in business, investors can not directly enter the exchange for trading, which has the existence of the company, the company is the investor and the exchange direct middleman. A total of 106 securities companies in China have complied with the regulations, of which 20 have entered the ranks of AA-level brokerages in 2014, and the 20 brokerages that have obtained AA ratings include: Beijing Gaohua, Huaxi**, Oriental**, Shenyin Wanguo, Guangfa**, Southwest**, Guojin**, Industrial Securities, China Development Bank**, Galaxy**, Guotai Junan.

Investment**, Guoxin**.

CICC, Haitong**, CIC**, Huafu**, China Securities Construction Investment.

Huatai**, CITIC**. Many of these companies are on the AA rating list for the first time. It is worth noting that there are still no brokers rated AAA, the highest level, and no brokerages are rated as Class D or E companies.

It is reported that the company is divided into 5 categories and 11 levels, including A (AAA, AA, A), B (BBB, BB, B), C (CCC, CC, C), D, E, etc. The companies in the three categories A, B and C are all normal operating companies, and their classification and classification only reflect the company's risk management capabilities in the industry.

of the relative level. Class D and Class E companies are companies whose potential risks may exceed the company's tolerance range and those whose risk disposal measures have been taken in accordance with the law.

Brokerage jobs.

The company's main responsibilities in the restructuring and listing of enterprises are to design and plan the listing of restructured enterprises, and the main work includes: participating in the design and formulation of enterprise restructuring plans, providing listing guidance to the restructuring enterprises to be issued, drafting, summarizing and submitting all application materials for issuance and listing, organizing the underwriting of listed enterprises, and undertaking the organization and coordination of issuance and listing.

A securities company is a legal entity that specializes in buying and selling at a high price. It is divided into **operating company and **registered company. In a narrow sense, ** company refers to ** business company, which is an institution that specializes in business after being approved by the competent authority and obtaining a business license from the relevant Administration for Industry and Commerce.

It has a membership of the only exchange and can underwrite the issuance, proprietary trading or proprietary trading. The ** investment of ordinary investors must be carried out through ** business.

The brokerage company is a company that operates a closed transaction, or a company, which is actually a Shanghai Sho Wang San.

and the ** business of the Shenzhen Slow Exchange.

1. What is a ** company?

Answer: The company is the main intermediary agency in the market and plays an important role in the operation of the market. On the one hand, the company is a provider of investment and financing services in the market, providing professional intermediary services for issuers and investors, such as brokerage, investment consulting, sponsorship and underwriting, etc.; On the other hand, the company itself is also an important institutional investor in the market.

2. What are the main businesses of the company?

Answer: The company's main business includes brokerage business, investment consulting business, financial advisory business related to trading and investment activities, underwriting and sponsorship of securities and securities business, proprietary business, asset management business, margin financing and securities lending business, intermediary introduction (IB) business and direct investment business.

3. What is ** brokerage business?

Answer: **Brokerage business, also known as **trading** business, is the business of Paizhou Pi Zhi ** company accepting the entrustment of customers to buy and sell valuable ** on behalf of customers. In the brokerage business, the company only receives a certain percentage of the commission as business income.

At present, China's public issuance and listing, corporate bonds and warrants, etc., are carried out in the open centralized trading method of the exchange, and the company is engaged in brokerage business mainly through the exchange and customer trading.

4. What is the investment consulting business?

Answer: Investment consulting business refers to the activities of institutions engaged in investment consulting business and their consultants providing direct or indirect paid consulting services such as investment analysis, investment analysis or suggestions to investors or customers.

5. Q: What is ** underwriting business?

Answer: Underwriting refers to the act of issuing by the issuer of the company. If the issuer makes a public offering to an unspecified target, and the laws and administrative regulations stipulate that it shall be underwritten by the ** company, the issuer shall sign an underwriting agreement with the ** company.

**The underwriting business can be in the form of consignment sales or underwriting.

Underwriting refers to the underwriting method in which the company purchases all of the issuer's ** in accordance with the agreement or purchases all the remaining ** after the sale at the end of the underwriting period, the former is fully underwritten, and the latter is the balance underwritten.

Consignment refers to the underwriting method in which the company sells on behalf of the issuer and returns all the unsold goods to the issuer at the end of the underwriting period.

China's "** Law" also stipulates the underwriting method of the underwriting syndicate. In accordance with the provisions of the "** Law", if the total face value of ** issued to an unspecified object exceeds RMB 50 million, it shall be underwritten by an underwriting syndicate, which shall be composed of the lead underwriter and the ** company participating in the underwriting.

6. What is self-operated business?

Answer: **Self-operated business refers to the company's own name, with its own funds or funds raised in accordance with the law, for the company to buy and sell ** bonds, international development institutions RMB bonds, international development institutions RMB bonds, central bank bills, financial bonds, short-term financing bonds, corporate bonds for the company listed and traded on the domestic ** exchange, in the domestic interbank market.

Brokerage is a company established by the ***** regulatory authority to specialize in business, also known as a company, and there are a total of 106 domestic compliant brokerage companies. Because investors cannot directly enter the **exchange trading**, at this time, the brokerage company needs to act as an intermediary to help buy and sell**. Business companies usually charge a certain commission to help investors trade**, if the commission can be lowered, so that the ** such as Qingxiang income will be higher.

In addition, brokerages are also divided into brokers, brokers, and underwriters, which are mainly distinguished by the merits of the business. Ordinary investors' investment in slag must be carried out through the first business.