What is the Securities Regulatory Bureau? Is the Securities Regulatory Bureau a good unit?

Updated on Financial 2024-03-24
5 answers
  1. Anonymous users2024-02-07

    The China Securities Regulatory Commission is a public institution directly under the ministry, which in accordance with laws, regulations and authorization, unified supervision and management of the national market, maintain the order of the market, and ensure its legal operation.

    It is stipulated in the "** Transaction Management Regulations"."The China Securities Regulatory Commission implements centralized and unified supervision and management of the ** market"。Within the China Securities Regulatory Commission, there is a special supervision department, which is the functional department of the China Securities Regulatory Commission to supervise and manage the market.

    The China Securities Regulatory Commission is located in Beijing, with 21 functional departments, 1 inspection team and 3 centers. According to Article 14 of the ** Law of the People's Republic of China, the China Securities Regulatory Commission also has a ** issuance review committee, which is composed of professionals from the China Securities Regulatory Commission and relevant experts hired by the CSRC.

    The China Securities Regulatory Commission (CSRC) has set up 36 regulatory bureaus in provinces, autonomous regions, municipalities directly under the Central Government and cities specifically designated in the state plan, as well as the offices of the first regulatory commissioner in Shanghai and Shenzhen.

    The China ** Regulatory Commission has set up securities regulatory bureaus in provinces, autonomous regions, municipalities directly under the Central Government and cities specifically designated in the state plan, as the dispatched agencies of the China ** Supervision and Administration Commission.

    Its main responsibilities are: according to the authorization of the China Supervision and Administration Commission, to supervise and manage the business activities of listed companies, business institutions, investment consulting institutions and intermediary institutions such as law firms, accounting firms, and asset appraisal agencies engaged in business; Investigate and deal with cases of violations of laws and regulations within the jurisdiction of supervision.

  2. Anonymous users2024-02-06

    The full name of the China Securities Regulatory Commission is the China ** Regulatory Commission. In accordance with relevant laws and regulations, the China Securities Regulatory Commission (CSRC) performs the following duties in the supervision and management of the ** market:

    1) Research and formulate the guidelines and policies and development plans of the market; Drafting relevant laws and regulations of the market, and putting forward suggestions for formulation and amendment; Formulate rules, rules and measures related to market supervision.

    2) Vertical leadership of the national leading regulatory agencies, the implementation of centralized and unified supervision of the market; Manage the leadership team and leading members of the company.

    3) Supervise the issuance, listing, trading, custody and settlement of bonds, convertible bonds, corporate bonds and bonds and other bonds for which the CSRC is responsible; regulation of investment activities; approval of the listing of corporate bonds; Supervise the trading activities of listed treasury bonds and corporate bonds.

    4) Supervise the market behavior of listed companies and their shareholders who must fulfill relevant obligations in accordance with laws and regulations.

    5) Supervise the listing, trading and settlement of domestic ** contracts; Supervise domestic institutions to engage in overseas ** business in accordance with regulations.

    6) Management of the **** exchange; Manage the senior management of the **** exchange in accordance with the regulations; Centralized management of the industry, industry associations.

    7) Supervise the first business institutions, the first investment management company, the first registration and clearing company, the first settlement agency, the first investment consulting agency, and the first credit rating agency; Approve the qualifications of the custodian institution and supervise its custodian business; Formulate management measures for the qualifications of senior managers of relevant institutions and organize their implementation; Guide China's first-class industry and first-class industry associations to carry out the management of the qualifications of employees.

    8) Supervise the direct or indirect issuance of ** and listing of domestic enterprises overseas, and the issuance of convertible bonds overseas by companies listed overseas; supervise the establishment of domestic and ** business institutions overseas; Supervise overseas institutions to set up ** institutions, and engage in ** and ** business in China.

    9) Supervise information dissemination activities and be responsible for the management of statistics and information resources in the market.

    10) in conjunction with the relevant departments to examine and approve the qualifications of accounting firms, asset appraisal institutions and their members to engage in intermediary business, and supervise law firms, lawyers and qualified accounting firms, asset appraisal agencies and their members to engage in the activities of **** related business.

    11) Investigate and punish violations of laws and regulations in accordance with the law.

    12) Centralized management of foreign exchanges and international cooperation affairs of the industry.

    13) Undertake other matters assigned by ***.

  3. Anonymous users2024-02-05

    It's a good unit, the treatment is very good, and there are a lot of extra benefits.

    The China Securities Regulatory Commission is a public institution directly under the Ministry of Finance, which supervises and manages the national market in accordance with laws, regulations and authorization.

    Maintain the order of the market and ensure its legal operation.

    Its main responsibilities are: according to the China ** Supervision and Administration Commission.

    Authorized to supervise and manage the business activities of listed companies, business institutions, investment consulting institutions and intermediary institutions such as law firms, accounting firms, and asset appraisal agencies engaged in business; Investigate and deal with cases of violations of laws and regulations within the jurisdiction of supervision.

    Disclosure system. The principles of openness, impartiality and fairness are the best in the market.

    One of the basic principles of management is to protect the legitimate rights and interests of investors and promote the legal basis for the healthy development of the market, and it is also the most important basic principle in the law enforcement work of the supervision and management institutions.

    **Law. Article 184 stipulates that the rules, rules and supervision and management work systems formulated by the ***** supervision and management institutions in accordance with the law shall be made public.

    According to the results of the investigation, the supervision and management agency will conduct illegal acts.

    Punishment decisions shall be made public.

    Sharing and cooperating with each other.

    Article 185 of the ** Law stipulates that the ***** supervision and administration institution shall establish a supervision and management information sharing mechanism with other financial supervision and administration institutions.

    When oversight and management bodies perform their duties in accordance with law and conduct oversight inspections or investigations, the relevant departments shall cooperate.

    Referral of suspected criminal cases.

    Article 186 of the ** Law stipulates that if the ***** supervision and management agency performs its duties in accordance with the law and finds that the ** illegal act is suspected of being a crime, it shall transfer the case to the judicial organ for handling.

    The above content reference: Encyclopedia-** Regulatory Authority.

  4. Anonymous users2024-02-04

    In terms of regulatory content, the China Securities Regulatory Bureau is a dispatched agency of the China Securities Regulatory Commission, which is responsible for the on-site supervision of listed companies, which is more comprehensive and pays attention to insider trading.

    Investigation and handling of cases of manipulation and other violations of laws and regulations; Exchange.

    It is the regulation of transactions, the disclosure of information.

    The whole process of supervision is the focus, but now it is also carrying out on-site supervision of information disclosure, and at the same time, the clues of illegal activities such as internal annihilation or insider trading and market manipulation are reported to the CSRC, and then the CSRC will arrange audits. In terms of jurisdiction, the CSRC is responsible for the first-class market supervision of the corresponding provinces or municipalities directly under the central government and autonomous regions under its jurisdiction, and undertakes the responsibility of cross-provincial cross-inspection and supervision, while the exchange is for the listed companies of the Exchange, and the region covers the whole country.

    Legal basis: local people at all levels**.

    Regulations on the Establishment and Establishment of Institutions and the Management of Establishments

    Article 9: The establishment, revocation, merger, or change of specifications and names of local people's administrative bodies at all levels shall be proposed by the people's government at the same level, and after being reviewed by the people's government establishment and management organ at the next higher level, it shall be submitted to the people's government at the next higher level for approval; Among them, the establishment, revocation or merger of local people's administrative bodies at or above the county level shall also be reported to the Standing Committee of the people's congress at the corresponding level for the record in accordance with law.

    Article 10: Where the duties of local people's administrative bodies at all levels are the same or similar, in principle, they shall be undertaken by one administrative body. Where there are objections between administrative bodies on the division of duties, they shall take the initiative to resolve them through consultation. where consensus is reached, it shall be reported to the people's ** establishment and management organ at the same level for the record; Where there is disagreement through consultation, it shall be submitted to the people's ** establishment management organ at the same level to submit a coordination opinion, and the establishment management organ shall report to the people's ** at the same level for a decision.

    Article 11: The establishment of deliberative and coordinating bodies by local people at all levels shall be strictly controlled; Where functions can be assigned to an existing body, or where the problem can be resolved through coordination by an existing body, a separate deliberative and coordinating body is not to be established. Deliberative and coordinating bodies established for the purpose of handling a specific task within a certain period of time shall clearly stipulate the conditions and time limits for their revocation.

    Article 12 The deliberative and coordinating bodies of the local people at or above the county level shall not set up separate offices, and the specific work shall be undertaken by the relevant administrative organs.

    Article 13 Local people's administrative organs at all levels shall establish necessary internal organs in accordance with the principle of being able to meet the needs of their work and to be capable. The establishment, revocation, merger or change of specifications and names of the internal organs of local people's administrative organs at or above the county level shall be submitted by the administrative body to the establishment and management organ of the people's administrative organs at the same level for examination and approval.

  5. Anonymous users2024-02-03

    Legal analysis: It is under the management of the department under the supervision of the domestic business, the Securities and Lead Regulatory Commission is the department under the supervision of the domestic business, and the ***** Commission is the competent authority for the unified macro management of the market by the state. The China Securities Regulatory Commission (CSRC) is the regulatory and executive agency of the ***** Commission, and supervises the market in accordance with laws and regulations.

    Legal basis: ** Law of the People's Republic of China

    Article 6 The first industry and the banking, trust industry, and insurance industry shall be operated and managed separately, and the company shall be established separately from the bank, trust, and insurance business institutions. Except as otherwise provided by the state.

    Article 7 The ***** supervision and administration agency shall implement centralized and unified supervision and management of the national ** market in accordance with the law.

    Supervision and management bodies may establish dispatched bodies as needed to perform oversight and management duties as authorized.

    Article 8 The State Audit Institution shall audit and supervise the trading venues, companies, registration and clearing institutions, and supervision and management institutions in accordance with the law.

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