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Hello classmates, the 2017 ** professional examination time and registration time have been announced, and you can take the exam as early as March next year.
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National Examination Registration Requirements:
The personnel of the qualification examination are mainly those who are engaged in sales within the management company or those who wish to engage in the profession. The entry requirements are:
1) Be at least 18 years old on the deadline for registration;
2) Have a high school education or above;
3) Have full capacity for civil conduct;
4) Other conditions stipulated by the China Securities Regulatory Commission.
Weekly Exam Registration Requirements:
1) Have full capacity for civil conduct;
2) Have a high school education or above;
3) The current proposed senior management of the public offering manager and the private placement manager, including the legal representative, the executive partner (appointed representative), the chairman, the general manager, the deputy general manager, the person in charge of institutional compliance and risk control, the chief inspector, etc.; Custodians, business leaders of public offering sales agencies, etc.;
4) Other conditions stipulated by the China Securities Regulatory Commission.
Under normal circumstances, those who meet the first three requirements can apply for the exam. The fourth point refers to complying with the management measures for practitioners issued by the China Securities Regulatory Commission and complying with some rules and regulations.
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The registration time for the 2017 ** Practitioner Qualification Examination has been announced, please refer to the official registration announcement for details.
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**The qualification examination will be held three times a year, and these three times will be set in March, June and September, if you choose the March exam, it will be from the beginning of February to mid-February, if you choose the June exam, it will be from the beginning of May to the middle of May, and the September exam will be from the beginning of August to the middle of August. The above information refers to the national unified examination, of course, there are also the examination time of local banks and financial units to contact the higher authorities, then you have to go to your own unit and the unit in charge of the higher level for inquiry.
In fact, the professional qualification examination is now more and more favored by those working in the financial sector. Why is this happening? Only if you take this exam, you can be in your own financial unit, such as a bank, a company, in this area of business, otherwise you have no right to sell, and you do not have the right to recommend to your customers.
You don't have the expertise in this area, how do you recommend it to others? At this point, the bank is a relatively strict member, and the lobby manager must obtain the corresponding qualifications before being able to sell ** products. However, now many financial units and even insurance salesmen are also actively preparing for the qualification examination, because the sharp rise in recent years has made people see an opportunity for people to invest in the future.
Just like the sentence in the movie, where there are people, there will be rivers and lakes, where there are rivers and lakes, there will be battles, and where there are financial units and financial industries that have a money-making effect, there will be people who are desperate to learn the corresponding skills. The regulatory departments of banks and various regulatory departments of financial units strictly require that you must have the best qualifications before you can join this world, so many people have begun to actively prepare for this kind of exam.
But here is a reminder that it is not easy for ordinary people to save a little money, if you don't understand financial knowledge at all, I still advise you not to listen to the words of those so-called professional salespeople. Especially in the staff of banks or other financial units, they sell you nothing more than to earn performance wages, as for the profit and loss after you buy **, it has nothing to do with others.
Even if we are really interested in this kind of thing, then we should learn some basic professional knowledge, such as how to buy, how to sell the dividend method, and what kind of ** I should buy, and in what time period to buy these common sense things。We still need to have a part of the understanding, so that we will not be blinded by some false recommendations and sales.
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**The professional examination is divided into 4 scheduled exams and 3 unified exams, and the registration time for the reserved exams is: January 13 to March 6, April 7 to May 3, May 4 to May 31, July 27 to September 25. Registration period for the UEC:
February 24 to April 6, July 20 to August 24, September 28 to November 2.
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There are three registration times, in February, July, and September. Therefore, you must pay attention to the relevant application information in time.
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Registration can be carried out in March every year, and the registration time is different in different regions, so you need to check on ** in advance.
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**Late registration for the 2022 qualification certificate is in April, July and October; Appointment-based exams are scheduled for March.
In 2022, the China Investment Industry Association will hold a total of 4 professional examinations throughout the year, of which the first is the professional appointment examination (examination time: March 12-13, 2022), and the remaining 3 are the national unified examinations for practitioners, and the examination time is April 16-17, 2022, July 9-10, 2022, and October 29-30, 2022.
Registration method: Online registration is adopted. Candidates can register through the registration portal of the professional examination on the official website of the association.
Exam type: The exam is divided into a national unified exam and an appointment exam.
**Qualification Examination Subjects:
**There are three examination subjects for the qualification of practitioners, which are:
Subject 1 "** Laws and Regulations, Professional Ethics and Business Norms".
Subject 2 "Basic Knowledge of Investment".
Subject 3 "Equity Investment**".
The exam fee is 65 yuan per subject, please choose a good time in advance, register early, and study early!
In addition, let's talk about the refund of the application fee
**Refund can be made before the registration deadline. If the time limit for refund is exceeded, the registration fee for the professional examination will not be refunded.
If you cancel the exam during the registration period, the registration fee will be automatically refunded to your original payment account within 10 to 20 business days after the end of the exam.
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In May 2023, the national unified examination for the qualification certificate will be held on May 20 and 21, and the registration time will be about one month before the exam, that is, in April.
Recently, the China Investment Industry Association issued the "2023 Practitioner Qualification Examination Plan", which clarified that the national examination time for the 2023 Practitioner Qualification Examination will be May 20-21, and the specific registration time and printing time of the admission ticket have not yet been announced.
**The qualification examination will be conducted 4 times in 2023, of which 3 will be special examinations and 1 will be a national unified examination, and the examination locations will be located in 45 cities across the country, including Beijing, Taiyuan, Shenyang, Longstocking, Harbin, Nanjing, Hangzhou, Fuzhou, Jinan, Zhengzhou, Wuhan, Changsha and Guangzhou.
There are three examination subjects in the professional qualifications: "Laws and Regulations, Professional Ethics and Business Norms", "Basic Knowledge of Investment" and "Basic Knowledge of Private Equity Investment", of which the compulsory subject is "Laws and Regulations, Professional Ethics and Business Norms".
The optional subjects are "Basic Knowledge of Investment" and "Basic Knowledge of Private Equity Investment", the duration of each subject is 120 minutes, and the examination can be qualified as long as you pass the compulsory subjects and then choose one of the two subjects to choose the high age subject.
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**Qualification registration time: February 2023 for the first special examination; National Unified Examination May 2023; The second session of the special exam will be held in July 2023; The third special exam will be held in November 2023.
In accordance with the relevant provisions of the "People's Republic of China **Investment** Law", "**Investment** Sales Management Measures" and "**Investment** Sales Personnel Practice Code", personnel engaged in **publicity, promotion, consulting and other businesses shall have the necessary professional knowledge and skills of laws and regulations, finance, finance and other professional knowledge and skills to engage in ** sales activities, negotiate and balance and obtain ** professional qualifications recognized by the association in accordance with the relevant regulations.
The chapters are known and recognized**Investment** Sales Basics consists of 7 chapters, the first chapter is a brief introduction to some basic knowledge of the **market, which is the foundation of our course. From the second chapter to the seventh chapter, the introduction is all about the relevant knowledge, including the concept, the introduction of types, the operation of the company, the knowledge of sales, and so on. The specific distribution is as follows:
Chapter 1: Market BasicsMarket Overview.
** The main type.
Market Operation.
Chapter 2: Overview of InvestmentsConcept and features.
** Operational and market participants.
**Caretaker.
Custodians.
** Legal form and mode of operation.
** type.
Origin and development of **.
Overview of the development of China's leading industry.
The status and role of industry in the financial system.
Chapter 3: The Operation of Investment** Offering and Subscription.
**Trading, Subscription and Redemption.
**Registration of shares.
** Investment.
**Valuation, Expenses and Accounting.
** Profit distribution and taxation.
Disclosure of Communications.
**General Meeting of Quota Holders.
Chapter 4: Sales of InvestmentsMarketing Overview.
Marketing Practices.
** Sales of customer service.
** Risks of sales and their prevention.
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**The registration time and application process for the 2023 qualification certificate are as follows:
1. 2023** Application time for the qualification certificate.
1. The first special exam: February 25-26, 2023.
2. National Unified Examination: May 20-21, 2023.
3. The second special exam: July 29-30, 2023.
4. The third special exam: November 4-5, 2023.
2. **Application process for qualification certificate.
1. The first step is to enter the official website of the China Investment Industry Association, find the registration entrance, and select the national unified examination to make an appointment for the examination entrance (explained in the current announcement).
2. Step 2: Log in to the platform and click on the official registration (the official registration stage needs to collect the candidate's information).
3. The third step is to fill in the relevant information, click to start the application, and fill in the candidate's name, certificate type, certificate number, nationality, e-mail address, gender, date of birth, city of residence, mailing address, zip code, ethnicity, education, occupation, **industry experience, work unit, position, total working years and other information.
4. Step 4: Select the application batch (check it).
5. The fifth step is to select the registration area (if you have not applied for the ** practitioner qualification examination, please carefully choose the city to apply for the exam to avoid taking the exam across cities: please select the nearest region where the candidate is located, and the test location will be randomly arranged within the region. )
6. The sixth step, select the subject to apply for: (**Laws and regulations, professional ethics and business norms, **investment** basic knowledge, private equity investment** basic knowledge of one subject): You can choose one or more subjects to register at one time, and decide on a personal basis or review time.
7. Step 7: Confirm the registration information (location, city, and subject).
8. Step 8: Pay the registration fee: RMB 65, using online payment. In the designated area, you can select the subject for the appointment test and pay the fee within 120 minutes, and complete the payment before the registration deadline for the unified examination.
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