How is the fund qualification examination divided into law and foundation?

Laws and regulations: Candidates should master or apply the following relevant laws and regulations, professional ethics standards and business norms in their work according to the requirements of the content and ability level of the subject, adhere to professional values, follow professional ethics and adhere to professional attitude.

**Investment** Basic knowledge: Candidates should master the following basic knowledge and professional skills necessary for practice according to the requirements of the test content and ability level of this subject, and have the practice skills to comprehensively apply relevant knowledge in the practice process.

The China ** Industry Association never publishes the exam questions and answers of the ** qualification examination. **The qualification examination is a qualification examination prescribed by national laws, and leaking test questions and answers is suspected of violating the law and committing crimes. In order to prevent counterfeiting** from intercepting and stealing your personal information, please be sure not to enter the registration page through other ** links.

The 2019 ** Practitioner Qualification Examination will be held on March 30, April 20-21, May 25, June 22, September 21-22, October 19, and November 23-24.

**Investment** has now been divided into **qualification exams, and now the question types are all multiple-choice questions. **The Practitioner Qualification Examination consists of two subjects: Subject 1:

**Laws and regulations, professional ethics and business norms; Subject 2: Fundamentals of Investment.

After passing the two subject exams, candidates will have the registration conditions of ** professional qualification and ** sales qualification. Exam length, question type, and score value:

1.The test questions are all multiple-choice questions, with 100 questions in each subject, each question is worth 1 point, the total score is 100 points, and 60 points are the passing line.

2 .The duration of the exam is 120 minutes.

The purpose of the qualification certificate is to improve the professional quality of employees, standardize the behavior of employees, and safeguard the legitimate rights and interests of holders.

**There are three examination subjects in the qualification examination, of which subject 1 "**Laws and Regulations, Professional Ethics and Business Norms" is a compulsory subject, subject 2 "**Investment** Basic Knowledge" and subject 3 "Private Equity Investment** Basic Knowledge" are optional subjects, and you can choose any one subject to apply for the examination.

**Content of the Qualification Examination

**Laws and regulations, professional ethics and business norms;

The content of the examination includes laws and regulations, rules and regulations, etc., as well as some computational content, and the amount of memory in this subject is relatively large, and most of them are laws and regulations, professional ethics and basic conceptual knowledge.

**Investing Basics》:

The content of the exam mainly includes investment transaction settlement, valuation and accounting, etc., the amount of knowledge is relatively large, and it requires a certain theoretical foundation in economics and finance, and the exam questions are set more flexibly, and the three subjects are the most difficult.

Private Equity Investing Basics:

The content of the exam is the general description of equity investment, the classification of equity investment, the supervision of equity investment and the law of industry self-blindness, etc., because there is more knowledge to memorize, the exam questions are relatively fixed, and the difficulty is relatively small.

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Although they are both financial qualification exams, they are introductory exams for different industries.

The specific subjects of the qualification examination are "Basic Knowledge", "Issuance and Underwriting", "Transaction", and "Analysis of Investment Funds", and the types of questions include multiple-choice questions, multiple-choice questions, true/false questions, fill-in-the-blank questions, short-answer questions, and calculation questions. **The Qualification Examination consists of three subjects: Subject 1:

**Laws and regulations, professional ethics and business norms; Subject 2: Fundamentals of Investment. Module 3: Fundamentals of Private Equity Investment.

**The results of the professional examination are valid for four years; Those who have passed the two subjects of "**Market Basic Knowledge" and "**Investment**" of the ** Qualification Examination organized by the Association are deemed to have passed the "** Qualification Examination" subject examination. Candidates can choose the reference subjects according to their needs.

In order to further improve the knowledge framework system of the qualification examination, the China Investment Industry Association has revised the examination syllabus of laws and regulations, professional ethics and business norms for the subjects Moriyama I, the examination syllabus for the basic knowledge of investment in the second subject and the examination syllabus for the basic knowledge of equity investment (including venture capital) for details) (see the official website of the association for details), which are hereby released.

The new edition of the textbooks "**Investment**" (second edition) and "Equity Investment**" were published and distributed on the same day. Starting from the national examination of the professional qualification examination in November 2017, the China Investment Industry Association will use the new version of the textbook and the revised examination syllabus to organize the examination.

No. If you want to pass the qualification examination and get the certificate of passing the examination, you must apply for the laws and regulations.

**Exam subject: imitationSubject 1: "** Laws and Regulations, Professional Ethics and Business Norms";

Subject 2: Fundamentals of Investment.

Module 3: Fundamentals of Private Equity Investment.

The duration of the single subject examination is 120 minutes, and candidates can choose the reference subjects according to their needs, of which ** laws and regulations are compulsory subjects.

**Exam Score Management:According to the relevant regulations of the China Investment Association, the validity period of the qualification examination results is 4 years, of which the validity period of individual subject results is also 4 years. Candidates who have passed the two examinations shall apply for registration with the ** industry association through their institutions within 4 years.

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**Qualification Examination Requirements:1) Have full capacity for civil conduct;

2) Be at least 18 years old as of the registration date;

3) Have a high school education level or above;

4) Other conditions stipulated by the China Securities Regulatory Commission.

**Analysis of the conditions of the qualification examination:1. Full capacity for civil conduct:

It refers to the ability to carry out civil activities completely independently, and to obtain civil rights and bear civil obligations through one's own actions. It is a natural person over the age of 16 but under the age of 18, who can rely on his own labor income and can maintain the general living standard of the local people, and can be identified as a person with full civil capacity who takes his labor income as the main livelihood.

2. As of the registration date, be at least 18 years old

The ID card must be born as of the date of registration and must be at least 18 years old.

Third, high degree of Chinese:

The high level of Chinese does not only refer to ordinary high schools, but also includes secondary vocational and technical education (technical secondary schools, vocational high schools, technical schools).

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You can choose two subjects to take the exam, which will be arranged according to your revision time and the need for certification.

Candidates who have zero foundation or have little time to review can choose to apply for one subject at a time, and gradually break through one subject at a time.

For example, the first subject 1 "Laws and Regulations, Professional Ethics and Business Norms" is compulsory, and it is also the least difficult subject among the three subjects. After passing, you can continue to apply for Subject 2 or Subject 3.

Candidates who apply for two subjects at a time and have a certain foundation or sufficient review time can consider applying for two subjects. The combination of subject 1 + subject 2 or subject 1 + subject 3 can obtain the qualification of hunger book promotion.

Among them, there are many calculation questions in subject 2, which is suitable for all practitioners of ** business; Subject 1 + Subject 3; The third course has more process and conceptual content, which is suitable for private equity practitioners and first-class sales agencies engaged in sales and promotion.

Apply for three subjects at a time, for candidates who are interested in learning the best professional knowledge, you can consider applying for the examination of all three postures, and it is always beneficial and harmless to learn more. Scholars can also challenge all three subjects.

As for the difficulty of the qualification examination, there is still a certain degree of difficulty for zero-based candidates, such as the understanding and analysis of some concepts, the mastery and application of calculation questions, and the understanding and memory of characteristics and processes.

**The qualification examination is a closed-book examination, the examination adopts a closed-book, computer-based examination for assessment, all test questions are multiple-choice questions, including ordinary single-choice questions, combined single-choice questions and comprehensive single-choice questions, each question is worth 1 point, the total score of a single subject is 100 points, and 60 points are the passing line.

**Qualification Examination Method:**The qualification examination is conducted in the form of closed-book and computer-based examinations, candidates are not allowed to bring materials into the examination room, and the items of the sedan sedan sedan sellers need to be placed in the designated position, and the questions are not discussed during the examination, and the candidates need to complete the answers to the test questions independently. Candidates are not required to bring their own scratch paper for the exam, and scratch paper is available in the exam room.

**Qualification Examination Application Requirements:1) Have full capacity for civil conduct;

2. As of the registration date, be at least 18 years old

3) Have a high school education level or above; Closed training tour.

4) Other conditions stipulated by the China Securities Regulatory Commission.

**Qualification Examination Subjects:Subject 1: "** Laws and Regulations, Professional Ethics and Business Norms";

Subject 2: Fundamentals of Investment.

Module 3: Fundamentals of Private Equity Investment.

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