Who can obtain the qualification of fund practitioner without taking the exam

This is mainly for private equity, and ** private equity must also take an exam to obtain the qualification.

This condition includes:

1. Engaged in private equity investment (including venture capital) for 6 years or more, and participated in and successfully exited at least two projects;

2. Served as a senior manager of a listed company or a large or medium-sized enterprise with a paid-in capital of not less than RMB 1 billion, and has been in the industry for 12 years or more;

3. Senior managers who have been engaged in economic and social management for 12 years or more;

4. Those who have been engaged in teaching and research in economics, finance and other related majors for 12 years or more in colleges and universities or research institutions, and have obtained the title of professor or researcher.

The China Investment Industry Association has set up three subjects for the qualification examination.

Subject 1: "Laws and Regulations, Professional Ethics and Business Norms".

Subject 2: "Basic Knowledge of Investment".

Module 3: "Basic Knowledge of Private Equity Investment".

Difficulty comparison: Private placement "Public Offering".

From the perspective of the difficulty of subject 2 and subject 3, the difficulty of the basic knowledge of investment is greater than that of private equity investment.

Because the basic knowledge of investment involves more basic knowledge of investment, there are more charts, formulas and calculations, and the overall content is scientific in nature. Although there are some formulas and calculations for private placement, there are many laws and regulations on the overall content, and the overall content is more liberal arts in nature.

Comparison of application scope: private placement "public offering".

From the perspective of application scope, public offerings are far greater than those of private offerings.

That is to say, the subjects that have taken the public offering can be engaged in all types of business, while the private placement subjects can be engaged in the practitioners of private placement managers, the personnel engaged in publicity and promotion in sales agencies, and the operation and maintenance of sales information management platform systems.

Practitioners of public offering managers, custodians, asset management institutions, and service institutions (including sales, share registration, valuation, investment advisory, evaluation, information technology system services, etc.) are not allowed to engage in private placement subjects, while public offering subjects can.

Combine yourself and choose according to your needs].

Public subjects and private subjects have their own advantages and disadvantages, and it is recommended that you consider them comprehensively in combination with the purpose of your own candidates.

If you are not sure which industry to engage in in the future, you can consider the combination of subject 1 + subject 2;

If the institution is already employed, it is sufficient to select the corresponding subject according to the nature of the institution.

To qualify, candidates must pass one and both of the three subjects of the qualification.

2. Only after subjects 1 and 3 can you apply for registration. **Qualification Examination Subject 1: "**Laws and Regulations, Professional Ethics and Business Norms", Subject 2:

**Fundamentals of Investment", Subject 3: "Fundamentals of Private Equity Investment".

Check the registration conditions:

1. Have full capacity for civil conduct.

2. Be at least 18 years old as of the registration date.

3. Have a high school education or above.

4. Other conditions stipulated by the China Securities Regulatory Commission.

**Qualifications for registration:

1) Have full capacity for civil conduct.

2) Have a high school education level or above.

3) The current proposed senior management of the public offering manager and the private placement manager, including the legal representative, the executive partner (appointed representative), the chairman, the general manager, the deputy general manager, the person in charge of institutional compliance and risk control, the chief inspector, etc.; Custodians, business leaders of public offering sales agencies, etc.

4) Other conditions stipulated by the China Securities Regulatory Commission.

Under normal circumstances, those who meet the first three requirements can apply for the exam. The fourth point refers to complying with the management measures for practitioners issued by the China Securities Regulatory Commission and complying with some rules and regulations.

**The qualification examination implements a unified national examination system, which is organized by the China ** Association, with a unified outline, unified test questions, and unified scoring standards. Those who take the examination and pass the examination will obtain the corresponding professional qualifications, and the certificate will be issued by the China ** Association.

**The Practitioner Qualification Examination consists of three subjects:

Subject 1: "** Laws and Regulations, Professional Ethics and Business Standards";

Subject 2: "Basic Knowledge of Investment".

Module 3: "Basic Knowledge of Private Equity Investment".

Among them, subject 1 "** laws and regulations, professional ethics and business standards" is compulsory, and subject 2 "**investment** basic knowledge" and "private equity investment** basic knowledge" can be taken one subject.

As long as you pass the first and second exams, you can obtain the first qualification certificate, but it is not!

Passing the exam is only the first prerequisite, after passing the exam, candidates also need to work in relevant enterprises, and then the unit can obtain the first qualification by submitting an application to the China ** Industry Association.

According to the regulations of the ** industry association, the validity period of the results of each subject of the ** qualification examination is 4 years, and candidates also need to participate in the training courses held by the ** industry association every year to maintain the certificate qualification after obtaining the ** qualification certificate and becoming a ** practitioner. As for the training method, you can freely choose face-to-face training or online remote training according to your own situation.

Those who need to apply for the ** professional exam.

From the latest revision of the national "Investment Law", it is clearly stipulated that the staff engaged in the industry must first obtain the qualification certificate before they can be employed, which also means that for the staff engaged in the industry, they must apply for the professional examination.

In addition, for college students who are about to graduate, or those who have a strong interest in the field of employment and are committed to the development of the industry, they are very suitable for applying for the professional examination.

The personnel of the qualification examination are mainly those who are engaged in sales within the management company or those who wish to engage in the profession. The entry requirements are:

The National Association never publishes the questions and answers of the professional qualification examination. **The qualification examination is a qualification examination prescribed by national laws, and leaking test questions and answers is suspected of violating the law and committing crimes. In order to prevent counterfeiting ** from intercepting and stealing your personal information, please be sure not to enter the registration page through the links of other websites.

The 2019 ** Practitioner Qualification Examination will be held on March 30, April 20-21, May 25, June 22, September 21-22, October 19, and November 23-24.

Under normal circumstances, those who meet the first three requirements can apply for the exam.

1. Be at least 18 years old on the deadline for registration.

2. Have a high school education or above.

3. Have the ability to serve filial piety in complete civil behavior.

4. Other conditions stipulated by the China Securities Regulatory Commission.

**The Qualification Examination consists of three subjects.

**Laws and regulations, professional ethics and business norms.

Investing basics.

Private Equity Investing** Basics.

**Qualification exams are getting harder and harder.

The qualification exam is an examination of basic professional knowledge, basic vocational skills, and basic professional ethics, but why do you think the qualification exam will be difficult? Or you can do some preliminary analysis from the following aspects:

First, the industry association takes over this work.

The qualification examination has just been transferred from the industry association to the industry association. As the new responsible unit for this work, the industry association naturally hopes to do better than the original unit, therefore, in the early stage of receiving, we must pay more attention to and strictly control, therefore, it is reasonable to improve the difficulty of the qualification examination for employees.

2. Revision of textbooks.

After the revision of the textbook in the second half of 2017, Zengqing Suitan added many new knowledge points, and set 100 questions from the 400-page textbook, which can be imagined that the knowledge points will be more detailed and the difficulty of the exam in November will also increase. Yutong.

It is useful to take the qualification certificate, and you need to take the certificate to engage in industries related to it. **The qualification examination consists of three subjects: subject 1 is **laws and regulations, professional ethics and business norms; The second subject is the basic knowledge of **investment**; Module 3 is the basic knowledge of private equity investment.

Candidates who have passed the examinations of subjects 1 and 2, or passed the examinations of subjects 1 and 3, have the registration conditions of ** qualifications.

**Other requirements for the exam.

Practitioners should follow the "Investment Law", the ***** supervision and management agencies and the various laws and regulations, self-discipline rules and professional ethics issued by the industry association, and master the basic liquid business specifications. In order to enhance the awareness of compliance and legality of practitioners and improve the level of professional ethics and practice norms, the subject of "** Laws and Regulations, Professional Ethics and Business Norms" is specially established.

At present, the regulatory unit requires that the relevant business must have the corresponding certificate.

In fact, the simplicity of the professional exam is only a superficial phenomenon, and the pass rate is not very high. In particular, the most difficult subject 2, the pass rate of subject 2 in 2018 is only. **The key practitioner exam is a pass to the gold-collar industry, and the difficulty is too low.

**The way the questions are written in the professional exam is also different from that of other exams. **In each exam of the professional examination, the examination system automatically randomly selects a set of test questions according to the proportion of chapters, which greatly improves the difficulty and randomness of the exam.

The new law stipulates that practitioners should have professional qualifications, private placement filings require professional qualifications, legal persons and risk control require professional qualifications, and marketing requires professional qualifications.

Therefore, if you are a practitioner in the industry, or in other financial industries, but have plans to develop the industry, you need a professional qualification certificate.

Of course, if you are an outsider in the financial industry and have a weak foundation, but you want to engage in private equity, inclusion and other bank management work, then you also need a first-class qualification certificate.

If you are a college student majoring in finance, or hope to be able to develop the financial industry in the future, especially if you are interested in the industry, then preparing to obtain the professional qualification as soon as possible will be the hardest "stepping stone" on your resume.