What is Guotai Junan s margin account opening threshold and process?

Hello! In response to your questions, we have made the following detailed answers for you:

1. Threshold for opening a margin account for securities lending: 1. The customer has opened a ** account in Guotai Junan for more than 18 months and has no bad records, and is not limited to the business department; 2. The market value of the assets in the customer's ** account reaches more than RMB 500,000, which can only be met when opening an account.

II. Margin Account Opening InformationIndividual investors are required to provide the following original documents when applying for margin trading business with the Company: (1) Personal identification materials; (2) A-share ordinary** account card; (3) Margin trading business knowledge test papers; (4) Proof of residence, including but not limited to the customer's last 3 consecutive months of fixed ** fee, mobile communication fee, water, electricity, gas (gas) fee, cable TV fee, property management fee and other payment vouchers, valid property lease contract, etc. (at least one of them is provided);

The selected items to be submitted are as follows: (5) Credit report of the People's Bank of China (personal inquiry version); (6) Proof of employment; (7) Proof of income; (8) Proof of other financial assets other than A-share accounts; (9) Proof of non-financial assets, such as real estate, automobiles, etc.; (10) Others include academic qualifications, professional titles and family support.

3. The three banks that handle margin and securities lending account opening are: Industrial and Commercial Bank of China, Agricultural Bank of China, China Construction Bank, Bank of Communications, China Merchants Bank, Industrial Bank and Bank of China. The same bank can be designated for both the credit account and the regular account.

Under the same bank card, the funds in the credit account are transferred to the ordinary account, which needs to be turned over by the third-party bank, and the transfer can be successful on the same day).

4. The process of opening an account on margin and securities lending is as follows: Individual investors are eligible to apply, pass the basic knowledge test of margin and securities lending, fill in the application form for margin and securities lending, and submit materials (the quota of margin and securities lending is mixed, and can be specially applied) can be processed at any time. Within 10 working days, the business department confirms the credit result, and the individual investor signs the relevant contract and opens a credit account during the trading period after the application is approved.

On T day of margin account opening, investors can activate their accounts, including: NetEase email password change, third-party bank confirmation. On the T+1 day of margin account opening, the investor transfers collateral from the ordinary account to the credit account.

On T+2 days of margin account opening, the credit account can be traded.

I hope that our Guotai Junan ** Shanghai Branch can satisfy you!

Personnel: Guotai Junan** Account Manager Tu Manager.

Guotai Junan** - know that the enterprise platform is willing to serve you!

The threshold for opening an account varies from region to region:

The customer has opened a ** account in Lu Yu'an of Guotai Junting Hall for more than 18 months, and has no bad records, and is not limited to the business department.

If the market value of the assets in the customer's account reaches more than RMB 500,000, it only meets the requirements at the time of account opening.

The process of handling margin financing and securities lending:

Meet the admission conditions and submit application materials.

Credit rating, determine the credit line.

Risk warning, sign the "Business Contract".

Open a credit account and handle a tripartite depository.

Transfer collateral and start margin trading.

Information required for margin account opening:

Personal identification materials, A-share ordinary** account card, margin trading business knowledge test papers, and proof of residence (including but not limited to the customer's fixed ** fee, mobile communication fee, water, electricity, gas (gas) fee, cable TV fee, property management fee and other payment vouchers, valid property lease contract, etc.

The items to be submitted are as follows:

Credit report of the People's Bank of China, proof of employment, proof of income, proof of other financial assets other than the A-share account, proof of non-financial assets (such as real estate, car, etc.), and other including education, professional title and family support, etc.

The three banks that handle margin account opening are:

Industrial and Commercial Bank of China, Agricultural Bank of China, China Construction Bank, Bank of Communications, China Merchants Bank, Industrial Bank, Bank of China. The same bank can be designated for both the credit account and the regular account.

The process of opening a margin account is as follows:

Individual investors are eligible to apply, pass the basic knowledge test of margin trading, fill in the application form for margin trading and submit materials, and can apply for it at any time. Within 10 working days, the business department confirms the credit result, and the individual investor signs the relevant contract and opens a credit account during the trading period after the application is approved. On T day of margin account opening, investors can activate their accounts, including:

NetEase mailbox password change, third-party bank confirmation.

Summary. In order to control the risks of margin trading business, the maximum period of financing and securities lending agreed between the company and investors shall not exceed 6 months.

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6 months. In order to control the risks of margin trading business, the maximum period of financing and securities lending agreed between the company and investors shall not exceed 6 months.

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