Investigation of the personnel setting up of the financial department of the listed quasi listed c

We have 1 financial manager, 1 chief accountant (managing the daily accounting work and consolidated statements of the financial department of the subordinate company), 1 financial supervisor (responsible for the group's capital transfer), 1 accounting supervisor (responsible for the accounting and tax declaration of the headquarters), and 1 cashier. The financial director (financial director or financial manager) of all subordinate companies is dispatched by the headquarters, and the subordinate companies have 1-2 accountants and 1-2 cashiers according to the scale.

You can find a similar company on the list of all listed companies to learn from? We went to a few companies to research and learn before we were ready to go public. There are a lot of things to learn from this.

The company model is different and the position setting is also different, our company's structure is definitely not applicable to the landlord, but the landlord does your company have a subsidiary, if there is a subsidiary, you need to make consolidated statements, so you need to set up a statement accounting position, responsible for the financial information disclosure after listing (if your company does not have a subsidiary, you don't need to do consolidated statements, the general ledger accounting is best if you can bear it, but the workload is not small), I don't think your company has a tax accountant, is it a general ledger accountant alone?

1. Know your company's industry and informatization degree, industrial scale, annual output value, turnover, cash flow status, etc.;

2. The most important thing is your management model and the construction of the internal control system, according to which you can determine your financial staffing.

Your question is too difficult. Not good.

Let's take a look at Haier's!

Preparation before the listing of the enterprise: 1. First of all, the enterprise must be a joint-stock enterprise; 2. Conduct listing consultation; 3. Prepare various certificates or written materials necessary for the listing of enterprises; 4. Review whether the prepared materials meet the listing requirements; 5. Modify documents that do not meet the requirements of relevant institutions; 6. The submitted materials shall be approved by the competent national listing authority; Wait a minute.

The basic process of going public.

Generally speaking, if an enterprise wants to be listed in the domestic market, it must go through three stages: comprehensive assessment, standardized reorganization, and formal launch

The first stage is a comprehensive assessment of the enterprise before listing.

The listing of an enterprise is a complex financial engineering and systematic work, and compared with traditional project investment, it also needs to go through the process of preliminary demonstration, organization and implementation, and post-evaluation. Moreover, it is also faced with whether to be listed in the capital market, which market to be listed, and the path to be listed. Listing in different markets requires different jobs, channels, and risks. Only after a comprehensive assessment of the enterprise can it ensure that the company to be listed can carry out the correct operation under the condition of controllable costs and risks.

For enterprises, it is also necessary to pay a price for organizing and mobilizing a large number of personnel and mobilizing all aspects of strength and resources to carry out work. Therefore, in order to ensure the success of the listing, the company will first comprehensively analyze the above issues, comprehensively study and prudently come up with opinions, and only after getting a clear answer will the work of the listing team be fully launched.

The second stage is the reorganization of internal standards of the enterprise.

There are hundreds of key issues involved in the initial listing of enterprises, especially in China's current specific environment, private enterprises generally have many financial, tax, legal, corporate governance, historical evolution and other historical problems, and many problems are quite difficult to deal with in the later stage, therefore, it is very important for enterprises to deal with some issues in advance in a planned and step-by-step manner on the basis of completing the preliminary assessment and with the assistance of the listing financial adviser, and through this work, it can also strengthen the sponsor and strategic shareholders, other intermediaries and regulators have confidence in the company.

The third stage is to officially launch the listing work.

Once the enterprise has determined the listing target, it will begin to enter the practical operation stage of external work of listing, which mainly includes: selecting relevant intermediaries, carrying out shareholding reform, auditing and legal investigation, securities counseling, issuance declaration, issuance and listing, etc. Since the listing work involves external intermediary service agencies, there are five or six people working at the same time, and the personnel involve dozens of people.

Therefore, it is quite difficult to organize and coordinate, and it needs to be coordinated by multiple parties.

Finance is mainly to cooperate with accountants and securities firms to do due diligence and assist in providing information to issue audit reports.

The key is to establish a standardized internal control system, sort out assets, clean up shareholders' appropriations and external guarantees, and so on. Before listing, it is better to have someone in the financial department of the company who has done listing business or worked in an accounting firm, which will be more professional and easier to communicate with accountants and brokers. The financial process is still very hard.

Preparation of financial management before the listing of the company:

1. Pre-IPO financial preparations.

2. Pre-IPO financial due diligence, revenue and profit recognition.

3. Pre-listing accounting, tax planning, and old account cleanup.

5. How to design a financial performance model for sustainable growth.

6. Accounting standards and information disclosure system arrangements.

7. Accounting and auditing problems and solutions that need to be paid attention to in the listing and reorganization of enterprises.

8. Financial planning and financial analysis in the process of listing.

9. How to carry out enterprise valuation and determine the issue price.

Dafang Cheng Finance, IPO accounts are doing a good job.

Financial preparation before the company goes public.

The domestic and foreign markets require that the financial accounting reports of companies preparing for listing are free of false records. The accounting statements need to be audited by a certified public accountant with professional qualifications. Focus on the following aspects:

First, the convergence of the accounting system in the process of shareholding system reform; the second is to adjust the income and corresponding taxes according to the revenue recognition standard; the third is to inspect and improve the inventory management system and other internal control systems;

Fourth, pay attention to the connection between the new audit results and the previous tax and other departments' approval results; Fifth, clarify the property rights relationship and determine the related parties, and clearly divide the related party transactions from the financial accounts; Sixth, the capitalization of technical research and development costs should be straightened out; Seventh, the valuation of intangible assets is recorded;

Eighth, the establishment and implementation of the workflow and norms of financial accounting institutions and financial directors; (9) to make relevant adjustments in accordance with international accounting standards when choosing to list overseas; Tenth, the implementation of the financial strategy before the restructuring and the convergence of the strategy.

Financial reports for the last three years, as well as all financial information.

It can be said that before the listing of enterprises, the financial department is the busiest and most tired department, the main task is to cooperate with the accountant to carry out due diligence and audit, and finally the accountant to issue a three-year audit report, followed by to cooperate with the brokerage due diligence and the production of the prospectus, especially the prospectus, which will involve the cost of many enterprises, products, production, sales, the top ten customers and businessmen and other specific issues need to be counted by the financial department.

The other is the regulation of finance itself, including the internal control system, the establishment of various specific financial systems, and so on.

Mainly in the following circumstances, the China Securities Regulatory Commission will investigate the financial fraud of listed companies, one is to randomly conduct spot checks on the site of listed companies, and the other is to send some supervisors to pay attention to the company's site and report on risk tracking. The third is the special inspection of the annual report audit project of the listed company, which is initiated by the accounting department, and the fourth is due to the receipt of complaints and reports, and then after it is found that the listed company has financial fraud, it will be investigated. The purpose of the existence of the China Securities Regulatory Commission is to discover and investigate the financial fraud of listed companies through various channels.

This is also one of the important functional departments for the prevention of economic crimes, every year the local China Securities Regulatory Commission will conduct on-site inspections of listed companies within a certain range through random spot checks, which not only saves manpower and material resources, but also can play a good preventive effect. In the process of inspection, once the problem of financial fraud is discovered, it will be severely punished, and for many listed companies, this is also the time to fight luck. <>

The other is that they will appoint a supervisor within some listed companies, who is responsible for the daily risk management tracking report and public opinion mapping of these companies, etc., which can play a supervisory role in large companies to a large extent, and can also timely feedback from the scene to some financial issues. In the audit process, the accountant will sort out and summarize the entire financial status of the listed company, and these collations and summaries will easily find some financial fraud in the company, and these situations will be fed back layer by layer, and finally once it is serious, it will be checked by the Securities Regulatory Commission. <>

Then after receiving some reports and complaints, because the number of companies to be managed by the CSRC is huge, it is very labor-intensive, if you can get first-hand reporting information within the company, this is a very reliable and powerful means to deal with financial fraud, and follow the clues provided by the whistleblower, basically able to accurately combat these financial fraud problems.

Only when a listed company suffers serious losses will it be investigated. Because a good listed company will not lose money, the CSRC will only open a case for investigation in this case.

Financial fraud in listed companies is serious. If there is a large number of serious financial fraud incidents in listed companies, the CSRC will open a case against him.

Every year, the SFC conducts random inspections of listed companies, and if the inspection finds problems with their financial status, it will open a case for investigation.

It is enough to keep accounts in strict accordance with accounting standards.