The syllabus of the fund qualification examination and the content of the fund qualification examina

**Investment**" upper and lower volumes + real question bank (2 volumes, respectively, basic knowledge and legal ethics), **can be bought

**The content of the qualification examination is as follows:

**The qualification examination mainly assesses the basic knowledge and professional skills necessary for practitioners. The content of the exam covers seven basic knowledge, including industry overview, laws and regulations and professional ethics, investment management, operation management, sales management, internal control and compliance management, and internationalization.

The exam consists of three subjects: subject 1 "** laws and regulations, professional ethics and business norms", subject 2 "**investment** basic knowledge" and subject 3 "private equity investment** basic knowledge". Candidates can choose to pass the exams of subjects 1 and 2, or choose to pass the examinations of subjects 1 and 3 and have the conditions for registration of professional qualifications.

**Qualifications for Qualifications:

1. **The qualification examination is at least 18 years old.

2. Have full capacity for civil Zheng Shen.

3. Have a high school diploma (including high school, technical secondary school, vocational high school and technical school) or above recognized by the national education department, and meet other conditions stipulated by the China Securities and Limb Supervision Commission.

**The role of the qualification certificate:

After obtaining the qualification certificate, you can engage in relevant positions in the industry. The types of business that can be engaged in the industry include public offering management, custody, private placement management, private asset management, sales, sales payment, share registration, valuation, investment advisory, evaluation, and technical system services.

There are many friends who do not understand the difficulty of the qualification examination, and the deep space network will talk about the content of the qualification examination today, so that everyone can further understand the qualification examination.

1. Examination subjects.

**The Qualification Examination consists of the following three subjects:

Subject 1: "Laws and Regulations, Professional Ethics and Business Norms".

Subject 2: "Basic Knowledge of Investment".

Subject 3: "Fundamentals of Private Equity Investment".

2. The content of the examination of each subject.

1. Subject 1** Laws and Regulations, Professional Ethics and Business Norms.

Module 1 contains the following exam chapters:

Chapters 1-5.

Chapter 16. Chapters 20-26.

**Laws and regulations contain written content such as laws, regulations, rules and regulations, etc., which require candidates to be proficient in application on the basis of understanding.

2. Basic knowledge of subject 2 **investment**.

Module 2 consists of the following exam chapters:

Chapters 6-15.

Chapters 17-19.

Chapter 27. The basic knowledge includes investment transaction settlement, valuation and accounting, etc., covering a wide range of topics, and the topic setting is more flexible, which requires candidates to thoroughly grasp the knowledge they have learned, and can solve all kinds of practical problems.

3. Subject 3: Basic knowledge of private equity investment.

Module 3 consists of the following exam chapters:

Chapters 1-10.

Equity investment involves an overview of equity investment, classification of equity investment, supervision of equity investment and industry self-discipline, etc., and there is a lot of content that needs to be memorized.

3. The difficulty of each subject.

1. Ranking of the difficulty of each subject: subject 2.

gt;Subject 3.

gt;Module 1;

2. To obtain the ** qualification certificate, there can be the following two combination modes:

Subject 1 + Subject 2, Subject 1 + Subject 3;

3. Employment breadth of each subject: subject 1 + subject 3 subject 1 + subject 2.

Fourth, the scope of employment.

1. Candidates who pass subjects 1 and 2 can work in ** investment consulting companies, ** management companies, commercial banks, investment and financial consulting companies and ** companies.

2. Candidates who pass subjects 1 and 3 can obtain the qualification of private equity investment, and can only work in private equity investment companies.

The Qualification Examination consists of three subjects:

Subject 1: "Laws and Regulations, Professional Ethics and Business Norms".

Subject 2: "Basic Knowledge of Investment".

Subject 3: "Fundamentals of Private Equity Investment".

Candidates who have passed the examinations of Subject 1 and Subject 2, or passed the examinations of Subjects 1 and 3, have the registration conditions for professional qualifications.

**The examination time for a single subject of the qualification examination is 120 minutes (of which the first 10 minutes are the on-site imaging time). **The qualification examination is conducted in the form of closed-book and computer-based examination. Candidates must bring their valid resident ID cards and admission tickets to take the test.

**All qualification exams are objective questions. **The question type of the two subjects of the qualification examination is multiple-choice, each subject has 100 questions, each question is worth 1 point, and the total score is 100 points.

The qualification examination is organized and implemented by the industry association, with a total of three subjects. You can take one subject at a time, for example, one subject this month, and another subject next month. It is best not to wait too long between the two exams, because only after passing the two exams can you apply for the ** qualification.

There are three main subjects in the professional examination, namely "Laws and Regulations, Professional Ethics and Business Norms", "Basic Knowledge of Investment" and "Basic Knowledge of Private Equity Investment".

If you want to get the ** qualification certificate, you must pass at least two subjects, of which subject 1 is a compulsory option, and subject 2 and subject 3 can be selected.

**The qualification examination consists of three subjects: subject 1: **Laws and regulations, professional ethics and business standards; Subject 2:

**Investing** basics; Subject 3: "Fundamentals of Private Equity Investment". Candidates who pass the exams of subjects 1 and 2, or pass the exams of subjects 1 and 3, have the registration requirements of professional qualifications.

The Association will add or adjust relevant examination subjects as appropriate according to the needs of the industry and the market. Extended Materials National Examination Registration Requirements :** The personnel of the qualification examination are mainly the personnel who are engaged in the sales of Oak Mountain Gold within the management company, or those who wish to engage in the profession.

The registration requirements are: 1. Be at least 18 years old on the deadline for registration; 2. Have a high school or above civilization level; 3. Have full civil ability; 4. Other requirements of the rules of the China Securities Regulatory Commission. Weekly Exam Registration Requirements:

1. Have full ability for civil conduct; 2. Have a high school or above civilization level; 3. The current proposed senior management of the public offering manager and the private placement manager, including the legal representative, the executive partner (appointed representative), the chairman, the general manager, the deputy general manager, the person in charge of institutional compliance and risk control, the chief inspector, etc.; Custodians, business managers of public offering sales agencies, etc.; 4. Other requirements of the rules of the China Securities Regulatory Commission. Usually, if the first three items are met, you can register for the exam. The fourth point refers to abiding by the methods for managing practitioners promulgated by the China Securities Regulatory Commission and abiding by some rules and regulations.

For those who apply for the qualification examination for the first time, first judge and guess the subject content and difficulty of the qualification examination, which is very helpful for the next preparation, and you can carry out targeted learning according to these, so what does the content of the qualification examination contain?

**Subjects of the Qualification Examination.

**The subjects of the qualification examination are the following three subjects:

1. Subject 1: "** Laws and Regulations, Professions and Business Norms";

2. Basic knowledge of subject 2 **investment**.

3. Subject 3: Basic knowledge of private equity investment.

**The content of each subject of the qualification examination.

1. The most examined content in subject 1 is: internal control, sales material promotion specifications, information disclosure, compliance risks and other partial conceptual contents.

When preparing for the exam, candidates can focus on reviewing according to the content of the exam.

2. Compared with other subjects, the overall content of subject 2 is less, but there are more contents that require mastery and application.

Candidates should pay more attention to the concepts and formulas of finance and economics when preparing for the exam, and they need to combine applications, and the understanding and application of calculation questions are the difficulties of this course.

3. The main focus of subject 3 is on the fundraising and establishment of private placements, investment, post-investment management, and project exit.

There is a lot of theoretical knowledge such as concepts and processes in this subject, and candidates need to master the key theoretical knowledge in preparation for the exam.

According to the analysis of the above examination subjects, subject one is relatively simple in these three subjects, but you must not take it lightly when preparing for the exam, subject one is also a compulsory subject, and candidates in the other two subjects can choose one subject at will, and you can obtain a ** qualification certificate after passing.

Subject collocation recommendation.

1. If candidates are good at studying science, they can choose to take subjects 1 and 2 together;

2. If the candidate is good at studying liberal arts, he or she can choose to take the exam in subject 1 and subject 3 together.

The 2022 ** Professional Qualification Examination was initially delayed due to the impact of the epidemic, which greatly affected the candidates' review plans, so how to arrange the time for the ** Professional Examination in the second half of 2022?

Second half of 2022**Practitioner exam schedule.

01 Appointment-based exams.

02 The first national unified examination.

03 The 2nd National Unified Examination.

04 The 3rd National Unified Examination.

Generally, an exam information announcement will be released one month before the exam, so everyone should be patient. You can also take this opportunity to learn about the format of the exam, review early, and prepare

2022** Practitioner Examination Instructions.

01: About the application requirements.

Have full capacity for civil conduct;

Be at least 18 years old as of the date of application;

Have a high school education level or above;

Other conditions stipulated by the China Securities Regulatory Commission.

02: About the test subjects.

Exam subjects: Subject 1: **Laws and regulations, professional ethics and business norms;

Subject 2: "Basic Knowledge of Investment".

Subject 3: "Fundamentals of Private Equity Investment".

Total score: 100 points.

Number of questions: 100 multiple-choice questions, 1 point each.

Passing score: 60 points.

Among them, subject 1 is compulsory. Candidates who take the exam need to choose one of the two subjects from subject 2 and subject 3 according to the type of business they want to engage in.

03: Exam organization and implementation.

Select: Individual login or group login.

Selection: Official Registration.

Fill in: application batch, application area, application subject, and payment information.

Test type: It is divided into a national unified test and an appointment test.

Test location: National unified examination: in some municipalities directly under the central government + popular provincial capital cities + popular non-provincial capital cities;

Pre-Spring Dan Bird Examination: Held in some municipalities directly under the central government + popular provincial capitals.

Examination method: Closed-book, computer-based examination is adopted.

04: Validity period of test results.

Test results are valid for 4 years.

So pass the ** Practitioner Qualification Examination:

Within four years after passing: you can apply for qualification registration with the China Investment Industry Association through your institution.

For those who have applied for ** qualification registration through the institution for more than four years, it is necessary to make up the required follow-up training hours for the last two years or retake the qualification examination before registration.