What does a securities company do? What does a securities company do

Updated on Financial 2024-05-18
10 answers
  1. Anonymous users2024-02-10

    Your problem is really not good, if you want to buy, you must go through the company, you should go to the company, they will explain it to you, if you don't know that the company is good, you can ask your friends, this is not the key.

  2. Anonymous users2024-02-09

    Let's choose to attract investment**. Their service is good. After opening an account, all**and** can be bought. You can call 95565 to find customer service for specific consultation.

  3. Anonymous users2024-02-08

    Hello friends, a company, also known as a brokerage company, is a type of institution in the financial markets. The main task of Songhong is to provide investors with first-class trading and investment services, responsible for the execution of customers' **, bonds and ** and other ** trading orders, and help customers to develop investment plans and analyze market dynamics. Its main business is as follows:

    1.Trading: Provide trading services such as bonds, options, warrants, etc., so that customers can buy and sell transactions.

    2.**Underwriting and issuance: Issuance and listing of enterprises, raising funds through public offerings, private placements, etc., and providing underwriting, sponsorship and other services.

    3.Investment Consulting: Provide a variety of financial consulting services, such as investment risk assessment, investment planning, consulting reports, etc.

    4.Asset management: Undertake the management of customers' **, **, bonds and other ** products to help customers diversify their investments and reduce risks.

    5.Trading: Provide customers with trading services such as carrying books.

    **The company assists investors in making more informed investment decisions by providing professional investment advice, research reports, market analysis and trading strategies. At the same time, the company also bears regulatory responsibilities to monitor illegal acts in the trading market to avoid insider trading, market manipulation and other illegal acts.

  4. Anonymous users2024-02-07

    The company is mainly engaged in business related to **, such as brokerage, investment consulting, asset management, underwriting and sponsorship, etc.

    In a narrow sense, ** company refers to ** business company, which is an institution that specializes in business after being approved by the competent authority and obtaining a business license from the relevant Administration for Industry and Commerce. It has membership in the Exchange and can underwrite offerings, proprietary trading, or proprietary and both.

    The company's business.

    1) Underwriting business: Underwriting is the act of issuing by the issuer of the company. **There are two types of underwriting: agency sales and underwriting.

    2) Brokerage business: Brokerage is the act of the company accepting the entrustment of investors and buying and selling.

    3) **Self-operated business. It is the act of **business institution investing and trading for the institution**, earning the bid-ask spread and bearing the corresponding risks.

  5. Anonymous users2024-02-06

    Hello, subject, the answer is as follows.

    What is a company.

    As the name suggests, a company is a company that conducts (including) transactions. But to be precise, it is only a middleman in the transaction. Because there are only two real ** companies in China; That is, the Shanghai ** Exchange and the Shenzhen ** Exchange.

    And now thousands of ** companies and their business departments in the country have opened a few seats in the above two exchanges, and then accept the entrustment of the majority of ** to conduct ** trading in those two exchanges. Commissions are collected from it.

    Second, what does the company do, specific business.

    1. Asset management business. With many of his advantages, the customer gives him the money, and he helps you manage your finances, earns financial service fees from it, and the customer is responsible for the profits.

    2. Margin financing and securities lending business. Lend money to customers to buy ** or lend ** to customers to sell, and collect service fees from them.

    3. IB business. Many ** companies control their own ** companies, or ** companies and ** companies are controlled by the same organization, ** companies help ** companies to pull customers, and charge service fees.

    4. Issuance and underwriting business. Joint-stock companies must be recommended by the company to be listed, which involves a lot of laws, do not dare to be mercenary, after the listing to help the joint-stock company underwriting (the current joint-stock company can no longer sell itself), underwriting costs a very considerable income.

  6. Anonymous users2024-02-05

    The company is engaged in brokerage, investment consulting, asset management, securities underwriting and sponsorship, etc.

    In China, the more famous ** companies are CITIC **.

    Oriental**, China Galaxy, GF**, Haitong**, Guotai Junan.

    Huatai** and so on.

    ** is a general term for a variety of economic rights and interests certificates, and also refers to special types of products, which are legal documents used to prove a specific rights and interests enjoyed by coupon holders.

    **Mainly includes capital**, currency** and commodities**, etc. In a narrow sense, it mainly refers to the market.

    including property market products such as bonds, derivatives market products such as bonds, options, interest rates, etc.

    In essence, it is a civil right with property attributes, and the characteristic of the civil right is that the civil right is manifested in the first place, so that the right is combined with the first, and the right is embodied in the first, that is, the first right. It is a legal phenomenon in the form of the way and process of the right holder exercising its rights, a social phenomenon in which investors invest in property symbolization, and a sign and result of the development of social credit.

    Must be associated with a specific form of expression. In the process of development, the earliest basic way to recognize the right was paper, and the specific right was expressed with the help of words or graphics on a special paper sheet.

    **Recognition is for a certificate of title that has property value. In modern society, people are no longer satisfied with the direct possession, use, income and disposal of wealth, but pay more attention to the ultimate domination and control of wealth, and this new form of property has come into being. Holding ** means that the holder has control over the property represented by **, but this control is not direct control, but indirect control.

    The vitality of ** lies in the liquidity of **. Traditional civil rights have always faced many obstacles in the transfer, as far as civil property rights are concerned, because personality and identity are not involved, their transfer is not impossible to disagree in nature, but its transfer is a complex civil act.

  7. Anonymous users2024-02-04

    Legal Analysis: ** Company specializes in the issuance and trading of these ** ** companies, and "members" of ** exchanges can underwrite the issuance (investment banking business), proprietary trading or proprietary trading and trading **. **The company's business scope includes:

    It means that the company has abundant funds and can directly enter the exchange for trading**; In addition, it also provides financial services for customers' idle funds.

    Legal basis: Article 122 of the ** Law of the People's Republic of China The establishment of a ** company must be reviewed and approved by the ***** supervision and administration authority. Without the approval of the ***** supervision and management authority, no unit or individual shall operate a business.

  8. Anonymous users2024-02-03

    Therefore, for everyone, you must keep your eyes open when you buy **, so that you will not let yourself have some wrong choices.

    Therefore, I personally recommend that Xiaosan choose leverage carefully! Such companies are at high risk of delisting, and investors are advised to be cautious**. Novices should see more and move less, choose stocks to choose industry leaders with good growth, don't chase up and down, don't operate frequently, control, remember to operate with a full position, just like fighting, you must know yourself and your opponent, know how to advance and retreat, you can attack, you can retreat, you can defend, you know how to make trade-offs, so you can not lose.

    Study first, learn theoretical knowledge before entering, you can't hold the mentality of playing, ** is a win, two draws and seven losses, most of them are losses, only a few people so they have to learn.

  9. Anonymous users2024-02-02

    Brokers", that is, the company that operates the ** transaction, or the ** company. In China, there are CITIC, Shenyin Wanguo, Qilu, Yinhe, Huatai, Guoxin, GF and so on. In fact, it is the first business of the Shanghai Stock Exchange and the Shenzhen Stock Exchange.

    At present, there are a total of 106 compliant securities firms in China, of which 20 have entered the ranks of AA-level brokerages in 2014, and the 20 AA-rated brokerages include: Beijing Gaohua, Huaxi**, Dongfang**, Shenyin Wanguo, GF**, Southwest**, Guojin**, Xingye**, China Development Bank**, Galaxy**, Guotai Junan, China Merchants**, Guoxin**, CICC, Haitong**, CIC**, Huafu**, China Securities Construction Investment, Huatai**, CITIC**. Many of these companies are on the AA rating list for the first time.

    It is worth noting that there are still no brokers rated AAA, the highest level, and no brokerages are rated as Class D or E companies.

  10. Anonymous users2024-02-01

    Intuitively, the company is the middleman of the investment business, just like the intermediary who sells the house.

    You have a little spare money and want to invest in a few companies, but you can't talk to the company directly and say I want to invest in you, and your amount of capital can't cover the transaction costs; For example, if you are optimistic, you can't just talk to Jack Ma's father about I want to invest in you.

    Then there is the existence of ** company; The company needs money for development, and it is inconvenient to make money from the bank, okay, go to the company, whether it is to issue ** (give you a share of my company), or issue bonds (IOUs), anyway, find a way to get the money; Send these things out and buy them for **or** managers, and the money will come.

    In this process, the company is an intermediary, the meaning of existence is to simplify the communication costs and transaction costs between investors and companies, on the other hand, to investigate the various information provided by the company, play a role in guaranteeing, eliminate part of the information asymmetry, so as not to harm the interests of investors.

    Then there are two financing methods that do not require the first company, one is a direct loan from the bank, the bank plays the role of a middleman, in fact, it is to use the depositor's money to invest, the bank will invest after the deposit is integrated, and it can be regarded as the first person of all the people who deposit in the bank.

    The other is PE VC, I have a small group of investors, very rich, each of them can come up with millions, a few of us can solve your financing needs, then you don't need to go to the open market to open to thousands of **, just sell a few to us. Because these small number of qualified investors have higher bargaining power and information acquisition ability, and a lower level of information asymmetry, the supervision in this regard is not as high as that of public listing.

    That's probably all there is to the investment industry.

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