Is it possible to take only one subject in the fund qualification examination?

Updated on educate 2024-05-25
11 answers
  1. Anonymous users2024-02-11

    The 2019** Practitioner Qualification Examination has three subjects. Subject 1: **Laws and Regulations, Professional Ethics and Business Norms; Subject 2: Basic knowledge of investment; Module 3: Fundamentals of Private Equity Investment.

    Candidates can choose the reference subjects according to their needs, and can freely choose to apply for one subject, or two subjects, or even three subjects at a time.

    If you apply for one subject at a time, it is recommended to start with subject 1 "** Laws and Regulations, Professional Ethics and Business Norms", which is the most basic and easiest subject. Next time, I will continue to choose subject 2 "**Investment** Basic Knowledge" or subject 3 "Private Equity Investment** Basic Knowledge".

    Among them, subject 2 is applicable to public and private equity practitioners, and subject is applicable to private equity practitioners.

    Pass Subject One and Subject.

    2. Or subjects 1 and 3, you can apply to the China Investment Industry Association for qualification registration by the institution where you work. Once registered, you can engage in ** business.

    Persons who have passed the examination of subject 1 "laws and regulations" and subject 2 "basic knowledge of investment", or passed the examination of subject 1 "laws and regulations" and subject 3 "basic knowledge of private equity investment", can apply for registration of professional qualifications.

    In general, there are three exams a day, and the duration of a single subject is 120 minutes. Subjects in order.

    1. Subjects. 2. There will be no conflict between the examination time of subjects 3 and 3.

    From the perspective of the difficulty of the exam, subject 2 is the most difficult, with more content to understand, and the ability to comprehensively calculate and analyze is tested.

  2. Anonymous users2024-02-10

    1.Both courses have to be passed, but they don't need to be passed at the same time, just pass both courses within four years**Investment**Now it has been divided out as a**qualification exam, and now the question types are multiple-choice questions.

    2.The qualification examination consists of two subjects: subject 1: laws and regulations, professional ethics and business norms; Subject 2: **Investment** basic knowledge, candidates after passing the two subject exams, with ** qualification and ** sales qualification registration conditions.

    3.Exam duration, question type and score: The exam question type is multiple-choice question, the number of questions in each subject is 100, each question is worth 1 point, the total score is 100 points, and 60 points are the passing line; The duration of the individual exam is 120 minutes, and there are a total of 7** exams per year.

    3 national examinations and 4 scheduled examinations.

  3. Anonymous users2024-02-09

    No. According to the announcement of the association, there are three subjects in the ** qualification examination, and candidates can get the certificate as long as they take two subjects, of which subject one is a compulsory item, and subject two and three can be freely selected. The specific exam subjects are as follows:

    1. Subject 1 "** Laws and Regulations, Professional Ethics and Business Norms".

    2. Subject 2 "Basic Knowledge of Investment".

    3. Subject 3 "Basic Knowledge of Private Equity Investment".

  4. Anonymous users2024-02-08

    Those who have passed at least two subjects in the qualification examination or have passed the two subjects of "Basic Knowledge of the Market" and "Investment" organized by the Association are deemed to have passed the subject examination of the "Qualification Examination".

    Exam Subjects**The Qualification Examination consists of three subjects:

    Subject 1: **Laws and Regulations, Professional Ethics and Business Norms;

    Subject 2: Basic knowledge of investment;

    Module 3: Fundamentals of Private Equity Investment.

    Candidates who have passed the examinations of subjects 1 and 2, or passed the examinations of subjects 1 and 3, have the registration conditions of ** qualifications.

    Exam timeThe 2019 ** Practitioner Qualification Examination will be held on March 30, April 20-21, May 25, June 22, September 21-22, October 19, and November 23-24.

  5. Anonymous users2024-02-07

    You can apply for the exam one subject at a time, but there is a time limit. You can choose the subjects of the exam freely. Finally, you need to apply for a qualification certificate, and you need to pass the examination results in 2 subjects and engage in related work.

    For the specific application for the qualification certificate, you can take a look at the relevant instructions of the Xisai.com** qualification examination channel.

  6. Anonymous users2024-02-06

    Students. Hello.

    **Qualification Examination.

    You can take only one subject, because the results are valid for four years, as long as you have taken two subjects within four years.

  7. Anonymous users2024-02-05

    Within four years, both courses have passed**investment** has now been divided out as a**qualification examination, and now the question types are multiple-choice questions. **The Practitioner Qualification Examination consists of two subjects: Subject 1:

    **Laws and regulations, professional ethics and business norms; Subject 2: Basic knowledge of investment; After passing the two subject exams, candidates will have the registration conditions of ** professional qualification and ** sales qualification.

  8. Anonymous users2024-02-04

    **The qualification examination can be taken one subject at a time. **You do not need to pass all the subjects at one time, and you can apply for the exam in batches. **The results of the qualification examination are valid for four years, and after passing the two subjects within four years, you can apply for registration with the ** industry association through your institution.

    **Qualification Examination Subjects:Subject 1: **Laws and Regulations, Professional Ethics and Business Norms;

    Subject 2: Basic knowledge of investment;

    Module 3: Fundamentals of Private Equity Investment.

    Among them, subject 1 is examined, and subject 2 or subject 3 can be selected.

    Subject 1 + Subject 2 is applicable to: **, equity, stock creation, and other types of practitioners.

    Subject 1 + Subject 3 is applicable to: Equity Investment** (Venture Capital**) practitioners.

    **Qualification Examination Method:**The qualification examination adopts the closed-book and computer-based examination to assess the candidates.

    Candidates must bring their valid resident ID cards and admission tickets to take the test. **The test time for a single subject of the Digtan Qualification Examination is 120 minutes (the first 10 minutes are the on-site imaging time).

    Get ** qualification learning materials and knowledge maps for free.

  9. Anonymous users2024-02-03

    **After passing one qualification, the other needs to be passed within four years. **From the first subject of the qualification of the first "** laws and regulations, professional ethics and business standards" and the second subject "**investment** basic knowledge" or the third subject "basic knowledge of private equity investment**", within four years the institution can apply to the China **Investment** Industry Association for ** qualification registration. If the institution has not passed the examination for more than four years, the applicant shall complete the rules of the last two years before registration, and the follow-up training hours or retake the qualification examination.

    Extended Materials: National Unified Examination Registration Requirements :* * The personnel of the qualification examination are mainly the personnel who are engaged in ** sales within the management company or the external personnel who wish to engage in the profession.

    The registration requirements are: (1) 18 weeks or more by the deadline for registration; (2) Have a high school or above civilization level; (3) Have full capacity for civil conduct; (4) Other requirements of the rules of the China Securities Regulatory Commission. Weekly Exam Registration Requirements:

    1) Have full capacity for civil conduct; (2) Have a high school or above civilization level; (3) The current proposed senior management of the public offering manager and private placement manager, including the legal representative, the executive partner (appointed representative), the chairman, the general manager, the deputy general manager, the person in charge of institutional compliance and risk control, the chief inspector, etc.; Custodians, business managers of public offering sales agencies, etc.; (4) Other requirements of the rules of the China Securities Regulatory Commission. Usually, if the first three items are met, you can register for the exam. The fourth point refers to abiding by the methods for managing practitioners promulgated by the China Securities Regulatory Commission and abiding by some rules and regulations.

    This is the answer to the question of whether the qualification exam can be taken in just one course. 1133

  10. Anonymous users2024-02-02

    **The qualification examination will be taken in one subject first。Candidates only need to pass another examination subject within the validity period of 4 years after passing the single subject examination to apply for registration** qualification through their institution.

    **Qualification Examination Score Management:**Qualifying Examination results are valid for four years. The maximum score for each subject is 100 points, and the passing score is 60 points.

    Candidates need to apply for registration with the ** industry association through their institutions within four years after passing the results. If you have not applied for registration through the institution for more than four years, you need to retake the examination or make up the required follow-up training hours for the last two years. Personnel who have obtained the first professional qualification shall complete 15 hours of follow-up training every year in accordance with the relevant regulations, and participate in the annual inspection of the qualification organized by the association through their institutions as required.

    **Qualification Examination Subjects:Subject 1: **Laws and Regulations, Professional Ethics and Business Norms;

    Subject 2: Basic knowledge of investment;

    Module 3: Fundamentals of Private Equity Investment.

    Candidates can freely choose the subjects to apply for, and those who pass subject 1 + subject 3 or subject 1 + subject 2 are deemed to have passed the examination, and can apply for registration ** qualification.

    Get ** qualification learning materials and knowledge maps for free.

  11. Anonymous users2024-02-01

    **There are three subjects in the qualification examination, candidates only need to take subject one and one of the optional subjects, the following deep space network will share a few customs clearance strategies with you, let's take a look.

    **How many subjects do I need to pass the professional exam?

    **There are three subjects in the Professional Examination, of which Subject 1 is compulsory, and Subject 2 and Subject 3 are optional. After passing subject 1, candidates can choose one of the subjects 2 and 3 to apply for the ** qualification certificate.

    **The first subject of the professional examination is "**Laws and Regulations, Professional Ethics and Business Norms", the second subject is "**Investment** Basic Knowledge", and the third subject is "Private Equity Investment** Basic Knowledge".

    **How do I pass the exam in one attempt?

    1. Textbooks must be bought correctly.

    In 2022, the textbooks used in the qualification examination for the Tanchen industry are "**Investment**" (second edition) and "Basic Knowledge of Equity Investment", and the exam questions are also from these two textbooks, so candidates should also review according to the content of these two textbooks.

    2. Combine reading books and doing questions.

    In the process of preparing for the exam, it is not enough to just look at the content of the textbook, but also to further consolidate the knowledge points through questions and exercises. In the process of doing questions, you should learn to be good at summarizing the knowledge points, mark the wrong questions, and strengthen the practice in the future.

    **How long do I keep my professional exam results?

    Candidates who have passed the two subjects of the ** qualification examination within four years can apply for registration with the ** industry association through their institution. If you do not pass within four years, you can also make up the follow-up training hours stipulated by the association in the last two years. If you pass one subject, you will be retained for two years, and if you pass both subjects, you will be retained for 4 years, and if you don't have a unit registration within 4 years, it will be invalid.

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